Werterhalt und Bewirtschaftung von Kanalisation und ARA können kleine Gemeinden vor Herausforderungen stellen. Es gibt Alternativen, aber lohnen sich diese? Zwei Gemeinden wurden bei der strategischen Planung für ihr neues Abwassersystem unterstützt. Viele Ziele wurden als entscheidungsrelevant identifiziert, insbesondere Umweltschutzziele. Es zeigte sich, dass dezentrale Technologien mit Stoffstromseparierung die Anforderungen häufig besser erfüllen können als konventionelle Abwassersysteme.

As climate change is intensifying the frequency and severity of floods around the globe, adaptation is increasingly vital. Besides structural measures to mitigate flood risk, non-structural measures are known to be highly effective and low-cost. Such non-structural measures include Flood Early Warning Systems (FEWS). Effective warning creation and dissemination are crucial to successful FEWS. Despite extensive bodies of research that cross the boundaries between disciplines and application domains, systematic understanding of the detailed aspects contributing to the effectiveness of flood warnings is lacking. We systematically review the state-of-the-art in risk perception and warning communication present in academic (and grey) literature for FEWS. We focus on the elements of risk warnings specifically, rather than reviewing the topic of risk communication in general. We start with exploring how personal attributes affect individual risk perception related to flood warnings. We then deconstruct flood warnings into three basic components: content, format and dissemination channel. Most importantly, we found 21 individual elements (options) for these components, each associated with varying levels of support for their effectiveness in literature. Important caveats were identified, such as a lack of research into the speech format and SMS channel. We then describe and visualise the warning creation process, providing a framework for guidance. Accelerating technological advancement necessitates continued research into the effectiveness of novel formats and channels, rendering the currently most widely supported and researched elements increasingly obsolete. Further research is needed to explore the complex interplay between elements, i.e., how do different combinations impact effectiveness? Finally, little is known about the transferability of our findings to Africa, Asia and South America, as industrialised countries dominate the research. We hope our findings will contribute to improved understanding, and support the practice of creating effective flood warnings.

Public infrastructure decisions affect many stakeholders with various benefits and costs. For public decisions, it is crucial that decision-making processes and outcomes are fair. Fairness concepts have rarely been explored in public infrastructure planning. We close this gap for a global issue of growing importance: replacing sewer-based, centralized by decentralized wastewater systems. We empirically study fairness principles in this policy-relevant context, and identify possible influencing factors in a representative online survey of 472 Swiss German residents. In a transition phase, innovative, decentralized pilot wastewater systems are installed in households. We designed two vignettes for this context to test the adhesion to principles of distributive justice—equality, equity, and need—at individual and community levels. A third vignette tests procedural justice with increasing fulfilment of fair process criteria. The results confirm our hypotheses: equity is perceived as fairer than equality at individual and collective levels. Contrary to expectations and literature, need is perceived as even fairer than equity. Procedural justice results confirm literature, e.g., the majority (92%) of respondents deems a policy fair that includes them in decision-making. Only few demographic and explanatory factors are significantly correlated with respondents' fairness perceptions. Although unexpected, this is positive, implying that introducing decentralized wastewater technology can be designed for the entire population independent of characteristics of individuals. Generally, our results confirm literature: fairness perceptions depend on the circumstances. Hence, they should be elicited in the exact application context to be able to enter negotiation processes and provide concrete advice to decision makers.

There is a growing demand for public participation in environmental decision-making. However, it is unclear how a large number of citizens can best engage in such complex public policy decision processes. This need from the civil society challenges the OR community to develop online decision-making tools. This article reports on a feasibility assessment of swing weight elicitation, implemented online, for real-world decisions about future wastewater infrastructure. Eliciting weights with the swing method is common in MAVT/MAUT, but not online. A total of 298 affected citizens from the Paris region answered the online swing weight elicitation survey. Another 357 citizens directly rated objectives. Three aspects of learning in the context of MCDA were considered: did participants learn facts about the wastewater topic? Did they comply with the swing elicitation process, i.e. follow the instructions? Did participants learn about their preferences? Factual learning was limited. Process compliance was really low (12%), leading to a number of recommendations for improving the interface for online swing weight elicitation. The collected preferences differed statistically significantly between the compliant and non-compliant participants, and also between the non-compliant and direct rating respondents. This emphasised the effect of the elicitation method on preference construction. Moreover, more participants experienced a strengthening of pre-existing opinions than a change in opinion, and most reported being uncertain about their answers. This calls for better understanding process learning and preference construction. We discuss our developed procedure for online swing weight elicitation, recommend ways to improve swing online surveys, and suggest interesting future research lines that would allow empirically verifying our propositions.

Recent developments in high- and middle-income countries have exhibited a shift from conventional urban water systems to alternative solutions that are more diverse in source separation, decentralization, and modularization. These solutions include non-grid, small-grid, and hybrid systems to address such pressing global challenges as climate change, eutrophication, and rapid urbanization. They close loops, recover valuable resources, and adapt quickly to changing boundary conditions such as population size. Moving to such alternative solutions requires both technical and social innovations to co-evolve over time into integrated socio-technical urban water systems. Current implementations of alternative systems in high- and middle-income countries are promising, but they also underline the need for research questions to be addressed from technical, social, and transformative perspectives. Future research should apply a transdisciplinary research approach through socio-technical "lighthouse" projects that apply alternative urban water systems at scale. Such research should leverage experience from lighthouse projects in a range of socio-economic contexts, identify their potentials and limitations from an integrated perspective, and share their successes and failures across the urban water sector.

Multi-Criteria Decision Analysis (MCDA) requires a critical step, namely to elicit individual preferences. On the basis of learning theories, we formalize preference construction as learning about facts and values, and as a process; we also conceptualize an online preference elicitation survey that offers learning loops to increase factual learning and support preference construction. Another originality is gamification. Game elements (a narrative and non-player characters as motivational affordance) keep respondents engaged in the demanding task of weight elicitation. Our tool enables broad public participation in MCDA, allowing reliable online preference elicitation. The survey concept was tested with 107 students and a control treatment. Quantitative and qualitative data indicate that the concept works. Participants’ factual knowledge increased. The survey helped students to learn about their own preferences concerning the importance of objectives. The practical implication is that weighting can be reliably elicited by online surveys. Participants reported a positive experience; further ways to improve it are thoroughly discussed.

Identifying objectives is essential for decision making, but individuals have difficulties stating their important objectives. In public and environmental decisions, the diverse views of stakeholders should be included, but eliciting a broad set of objectives is challenging. We (1) study the effectiveness of individual brainstorming for eliciting objectives in a real-world setting; (2) test three interventions to support individuals in generating objectives; (3) investigate which and how many stakeholders are necessary to generate a comprehensive set of objectives; and (4) develop a feasible elicitation procedure for practice. In an experimental test, 71 stakeholders participated in five decisions about regional wastewater infrastructure planning in Switzerland. Three interventions were tested with an online survey procedure: (i) providing category cues, (ii) a perspective-taking task, and (iii) providing a predefined master list of objectives. In simple brainstorming, participants stated few objectives (M = 3.3) associated with 2.9 different categories on average. Participants consistently missed objectives they later considered important. Providing a master list was the only intervention that substantially increased the number and breadth of objectives (M = 12 objectives in M = 5.3 categories). With the help of our survey, participants generated between 30 and 38 distinct objectives for each decision case. Between five and nine participants were sufficient to generate these; more participants did not contribute new objectives. Most decision makers need help generating their objectives; combining simple brainstorming with a master list is a straightforward improvement that does not require a facilitator. An online process is promising for involving a large group of stakeholders.

Multi-criteria decision analysis (MCDA) requires an accurate representation of the preferences of decision-makers, for instance in the form of a multi-attribute value function. Typically, additivity or other stringent assumptions about the preferences are made to facilitate elicitation by assuming a simple parametric form. When relaxing such assumptions, parameters cannot be elicited easily with standard methods. We present a novel approach for identifying multi-attribute value functions which can have any shape. As preference information indifference statements are used that can be elicited by trade-off questions. Instead of asking one indifference statement for each pair of attributes, we ask for multiple trade-offs at different points in the attribute space. This allows inferring parameters of complex value functions despite the simplicity of the preference statements. Parameters are estimated by taking into account preference and elicitation uncertainty with a probabilistic model. Statistical inference supports identifying the most adequate preference model out of several candidate models through quantifying the uncertainty and assessing the need for non-additivity. The approach is elaborated for determining value functions by hierarchical aggregation. We apply it to an assessment of the ecological state of rivers, which is used to support environmental management decisions in Switzerland. Preference models of four experts were quantified, confirming the feasibility of the approach and the relevance of considering non-additive functions. The method suggests a promising direction for improving the representation of preferences.

Decision-making in environmental management requires eliciting preferences of stakeholders and predicting outcomes of decision alternatives. Usually, preferences and predictions are both uncertain. Uncertainty of predictions can be tackled by multi-attribute utility theory, but the uncertainty of preferences remains a challenge. We demonstrate an approach for including both uncertainties in a multi-criteria decision analysis (MCDA), using utility theory and the concept of expected expected utility. For a decision regarding a regional merger of wastewater infrastructure in Switzerland, we constructed preference models for four stakeholders. These models also allowed for non-additive interactions between objectives. We evaluated the performance of eleven decision alternatives for which we predicted potential outcomes. Even though uncertainties were high, we could draw conclusions based on the expected expected utility of alternatives. Building a pipeline to discharge treated wastewater to a larger river emerged as a potential consensus alternative to mitigate the problem of micropollutants in a small stream. We investigated the robustness of the findings with sensitivity analysis regarding the preference parameters and the included objectives. In their actual decision, the stakeholders partly preferred other alternatives than those proposed by the model. Their choices could be explained by reduced decision models in which only few objectives were included. This may indicate the use of simplified choice heuristics by the stakeholders. The presented approach is feasible for supporting other difficult environmental or engineering decisions in practice, for which we give a number of recommendations.

Finding regional solutions for water infrastructure and other environmental management challenges requires coordination, communication, and a shared understanding among different stakeholders. To develop a more versatile and collaborative decision-making process for nutrient management in the San Francisco Bay Area, we used a mixed-methods approach consisting of stakeholder analysis with cluster analysis, multi-criteria decision analysis (MCDA), and scenario planning. These methods allowed us to identify agreements and disagreements in stakeholder objectives and preferences, clarify ways in which different options could meet the goals of diverse stakeholders, and elucidate how scientific uncertainty about technical performance and future conditions could affect management strategies. Results of the analysis indicate that several non-conventional nutrient management options like constructed wetlands and increased water recycling for irrigation met the goals of many stakeholders under a variety of future scenarios. A comparison of MCDA results with a more traditional 'cost-efficiency' measure (i.e., optimizing for the lowest cost per mass of nutrients removed) revealed little correlation between the two methods for stakeholders who expressed a preference for co-benefits of management options such as increased water supply and nutrient recovery for fertilizer use. The method also allowed us to identify key areas of disagreement (e.g., the relative importance of constructing infrastructure that would not be affected by sea level rise) that should find regulatory or professional consensus before advancing with decision-making. This mixed-methods approach is time-consuming and requires specific expertise that is not always available to stakeholders. The development of more efficient preference elicitation and interaction procedures would increase the likelihood that decision-makers would make the extra effort required to use this potentially powerful method. Nonetheless, the mixed-methods approach had several important advantages over more traditional strategic planning methods including its ability to stimulate discussions amongst stakeholders who do not regularly interact, support collaborative planning, and encourage multi-benefit solutions.

Our society is facing serious environmental challenges related to climate change, pollution, diminishing resources, and biodiversity loss. Such problems are often ill-defined and are characterized by high uncertainty. Environmental decisions have strong impacts on society and demand clear and transparent trade-offs across values and priorities of stakeholder groups. This Feature Issue on Environmental Decisions includes papers focused on important environmental applications approached through various disciplinary backgrounds. The papers highlight advanced–often interdisciplinary–methodological approaches and include the perspectives of different stakeholders in the process of environmental decision-making. A wide range of methods are explored, ranging from a comprehensive review (for sustainable transport by Marleau Donais et al.) to an opinion paper proposing the use of Records of Engagement and Decision-making (RoED; by Cockerill et al.). Stakeholder engagement and preference elicitation required the development of new aggregation models for Multi-Criteria Decision Analysis (MCDA; by Reichert et al.). The integration of Cost-Benefit Analysis (CBA) with MCDA was found to be necessary in practice (by Liu et al.; Marleau Donais et al.). MCDA was extended to include the spatial dimension by integrating Geographic Information Systems (GIS; by Guay et al.; Schito et al.). The importance of considering the resilience of systems to better respond to and recover from unpredictable risks was emphasized (by Leyerer et al.; Mustajoki and Marttunen). These papers demonstrate the richness of approaches to environmental decision-making. Environmental issues offer ample exciting research opportunities to a broader scientific community. We encourage the readers of this Feature Issue - and of EJDP - to engage in environmental decision-making projects to support emerging societal needs.

Environmental monitoring covers many different management domains. They range from biodiversity conservation to water protection, natural hazard prevention, impact assessment, resource use, or environmental restoration. The need for clear objectives has long been emphasized in the management literature, but has often received only little attention in monitoring design. This is partly due to the lack of systematic approaches for setting objectives. In this paper, we present a formal approach based on Multi-Criteria Decision Analysis (MCDA), namely relevancy analysis, to prioritize management objectives. We demonstrate its use for a river restoration monitoring program in Switzerland comprising 35 physical and biological objectives. The relevancy of an objective is based on two main components, the general importance of the objective, and the problemspecific impact range. The general importance of an objective is used to identify the most important management objectives from a hierarchy within the national program (i.e. objectives to be monitored). The impact range is used to understand which management objectives are more important to monitor for different river restoration measures (i.e. sub-selection of the objectives specifically for the restoration measure). The general importance of a management objective was determined based on the frequency an objective is mentioned in selected policy documents, and the legislative power and temporal persistency of each document. The impact ranges were identified from a questionnaire involving 15 Swiss river restoration professionals. Hereby, we assumed that the impact range increases as the anticipated impact of the restoration measure on a specific management objective increases, and as the uncertainty to anticipate this impact increases. For simplicity, we applied the approach only to one restoration measure, namely river widening. Six management objectives scored high in relevancy in terms of both impact range and general importance – channel structure and diversity, structure and diversity of the banks and floodplains, sediment dynamics, longitudinal connectivity, lateral connectivity, and vertical connectivity. Hence, these objectives are both important national objectives for river monitoring (according to the legislation) and are objectives that are potentially highly impacted by a river widening project. We performed sensitivity analyses related to the calculation of the general importance, the impact range, and the relevancy of the objectives. The practice-oriented approach can be transferred to a broad diversity of decision situations where there is a need for systematic evaluation of the importance of objectives. It could be a useful tool for social learning and finding group consensus about the priority of the objectives.

Building a well-structured objectives hierarchy is central to multi-criteria decision analysis (MCDA). However, in the absence of a systematic methodology to support the process, this task has been described as "more art than science". Objectives hierarchies often tend to become large and constraining the size of a hierarchy can be challenging. This paper proposes and illustrates the use of a set of methods to support the simplification of the hierarchies in contexts that are "data rich" and characterised by many objectives. The aim of using the proposed approach is to support decision analysts in developing an appropriately concise decision model for the further interactions with the stakeholders. Using data from two completed environmental cases we show retrospectively how qualitative (means-ends networks), semi-quantitative (relevancy analysis) and quantitative (correlation analysis, principal component analysis, local sensitivity analysis of weights) methods, used alone or in combination, can inform hierarchy development. We evaluate the potential benefits and challenges of each method and discuss the advantages and disadvantages of the simplification of an objectives hierarchy. Questionnaire-based relevancy analysis can be a useful method to identify and communicate important objectives in the early phases of an MCDA process with stakeholders, while correlation analysis can help to identify overlapping objectives, particularly in cases having many objectives and alternatives. It is intended that the methods support a facilitator in developing a clear understanding of the problem and also prompt deeper thinking about and discussion of the appropriate structure and content of an objectives hierarchy with the stakeholders involved.

Serious games and gamification are nowadays pervasive. They are used to communicate about science and sometimes to involve citizens in science (e.g. citizen science). Concurrently, environmental decision analysis is challenged by the high cognitive load of the decision-making process and the possible biases threatening the rationality assumptions. Difficult decision-making processes can result in incomplete preference construction, and are generally limited to few participants. We reviewed 43 serious games and gamified applications related to water. We covered the broad diversity of serious games, which could be explained by the still unsettled terminology in the research area of gamification and serious gaming. We discuss how existing games could benefit early steps of Multi-Criteria Decision Analysis (MCDA), including problem structuring, stakeholder analysis, defining objectives, and exploring alternatives. We argue that no existing game allows for preference elicitation; one of the most challenging steps of MCDA. We propose many research opportunities for behavioral operational research.

Over the past decade, water professionals have begun to focus on a new paradigm for urban water systems, which entails the recovery of resources from wastewater, the integration of engineered and natural systems, and coordination among agencies managing different facets of water systems. In the San Francisco Bay Area, planning for nutrient management serves as an exemplary model of this transition. We employed a variety of methodological approaches including stakeholder analysis, multi-criteria decision-making weight elicitation, and document analysis to understand and support decision-making in this context. Based on interviews with 32 stakeholders, we delineate goals that are considered to be important for achieving the new paradigm and we highlight management strategies that can help reach these goals. We identify and analyze the social, institutional, and technical impediments to planning and implementing multi-benefit wastewater infrastructure projects and identify strategies to overcome some of these challenges. Transitioning to a new paradigm for urban water infrastructure will require stakeholders to proactively forge collaborative relationships, jointly define a shared vision and objectives, and build new rules to overcome limitations of current institutional policies.

Procedural and behavioural biases have received little attention in recent Multi-Criteria Decision Analysis (MCDA) research. Our literature review shows that most research on biases was done 15–30 years ago. This study focuses on biases that are introduced at an early stage of MCDA when building objectives hierarchies and their effect on the weights. The main objective is to investigate whether prior findings regarding such biases, which were mostly based on laboratory experiments, can be found in real-world applications. We conducted a meta-analysis of the objectives hierarchies and weight elicitation procedures in 61 environmental and energy MCDA cases. Relationships between the structural characteristics of the objectives hierarchy and assigned objectives’ weights were analysed with statistical tests. Our main research questions were: (i) How does hierarchy size and structure affect the objectives’ weights? (ii) How are weights distributed across economic, social and environmental objectives? (iii) Is there support for the equalising bias? Our findings are mostly aligned with earlier research and suggest that the hierarchy structure and content can substantially influence weight distributions. For example, hierarchical weighting seems to be sensitive to the asymmetry bias, which can occur when a hierarchy has branches that differ in the number of sub-objectives. We found no evidence for the equalising bias. We highlight issues deserving more attention when developing objectives hierarchies and eliciting weights. The research demonstrates the potential to use meta-analysis, which has not previously been used in this way in the MCDA field, to learn from a collection of applications.

We used two types of preference elicitation methods based on multi-attribute value theory (MAVT) for a wastewater infrastructure decision in Switzerland. We aimed to register the implementation impacts of two preference elicitation philosophies (aggregation, disaggregation) in a large, real-world case and give guidance on these elicitation approaches for practitioners. We conducted two series of face-to-face inter- views with the same ten. The first interview set used direct aggregation preference elicitation methods, which decomposed an additive value model into the elicitation of weights (SMART/SWING-variant) and marginal value functions (bi-section method). In the second interview series, indirect disaggregation was used, based on UTA^GMS . The weights and marginal value functions for 19 objectives were later simulta- neously inferred with linear programming from pairwise comparisons of hypothetical alternatives. One aim was to design the UTA^GMS comparisons for many objectives. Further, we aimed to identify differ- ences and commonalities of the two methods concerning the elicited preferences, the MAVT evaluation results of six real-world wastewater infrastructure alternatives, and the stakeholders’ and analysts’ feed- backs. Similar best alternatives indicate convergence of the two elicitation methods. This demonstrates the applicability of the UTA^GMS elicitation procedure to a very complex decision problem. However, the two elicitation methods were perceived differently by the respondents and required different effort from the analysts. For individual stakeholders, preferences were sometimes rather different between the inter- views, which could be largely explained by the constructive nature of preference formation. This indicates the importance of supporting stakeholder learning in the application of MCDA.

Structuring problems for Multi-Criteria Decision Analysis (MCDA) has attracted increasing attention over the past 20 years from both a conceptual and a practical perspective. This is reflected in a significant growth in the number of published applications which use a formal approach to problem structuring in combination with an analytic method for multi-criteria analysis. The problem structuring approaches (PSMs) include general methodologies such as Checkland's Soft Systems Method (SSM), Eden and Ackermann's Strategic Options Design and Analysis (SODA) and other methods that focus on a particular aspect. We carried out a literature review that covers eight PSMs (Cognitive and Causal Maps, DPSIR, Scenario Planning, SSM, Stakeholder Analysis, Strategic Choice Approach, SODA and SWOT) and seven MCDA methods (AHP, ANP, ELECTRE, MAUT, MAVT, PROMETHEE and TOPSIS). We first identified and analysed 333 articles published during 2000-2015, then selected 68 articles covering all PSM-MCDA combinations, which were studied in detail to understand the associated processes, benefits and challenges. The three PSMs most commonly combined with MCDA are SWOT, Scenario Planning and DPSIR. AHP was by far the most commonly applied MCDA method. Combining PSMs with MCDA produces a richer view of the decision situation and enables more effective support for different phases of the decision-making process. Some limitations and challenges in combining PSMs and MCDA are also identified, most importantly relating to building a value tree and assigning criteria weights.

We compare the use of multi-criteria decision analysis (MCDA)–or more precisely, models used in multi-attribute value theory (MAVT)–to integrated assessment (IA) models for supporting long-term water supply planning in a small town case study in Switzerland. They are used to evaluate thirteen system scale water supply alternatives in four future scenarios regarding forty-four objectives, covering technical, social, environmental, and economic aspects. The alternatives encompass both conventional and unconventional solutions and differ regarding technical, spatial and organizational characteristics. This paper focuses on the impact assessment and final evaluation step of the structured MCDA decision support process. We analyze the performance of the alternatives for ten stakeholders. We demonstrate the implications of model assumptions by comparing two IA and three MAVT evaluation model layouts of different complexity. For this comparison, we focus on the validity (ranking stability), desirability (value), and distinguishability (value range) of the alternatives given the five model layouts. These layouts exclude or include stakeholder preferences and uncertainties. Even though all five led us to identify the same best alternatives, they did not produce identical rankings. We found that the MAVT-type models provide higher distinguishability and a more robust basis for discussion than the IA-type models. The needed complexity of the model, however, should be determined based on the intended use of the model within the decision support process. The best-performing alternatives had consistently strong performance for all stakeholders and future scenarios, whereas the current water supply system was outperformed in all evaluation layouts. The best-performing alternatives comprise proactive pipe rehabilitation, adapted firefighting provisions, and decentralized water storage and/or treatment. We present recommendations for possible ways of improving water supply planning in the case study and beyond.

River rehabilitation aims at alleviating negative effects of human impacts such as loss of biodiversity and reduction of ecosystem services. Such interventions entail difficult trade-offs between different ecological and often socio-economic objectives. Multi-Criteria Decision Analysis (MCDA) is a very suitable approach that helps assessing the current ecological state and prioritizing river rehabilitation measures in a standardized way, based on stakeholder or expert preferences. Applications of MCDA in river rehabilitation projects are often simplified, i.e. using a limited number of objectives and indicators, assuming linear value functions, aggregating individual indicator assessments additively, and/or assuming risk neutrality of experts. Here, we demonstrate an implementation of MCDA expert preference assessments to river rehabilitation and provide ample material for other applications. To test whether the above simplifications reflect common expert opinion, we carried out very detailed interviews with five river ecologists and a hydraulic engineer. We defined essential objectives and measurable quality indicators (attributes), elicited the experts´ preferences for objectives on a standardized scale (value functions) and their risk attitude, and identified suitable aggregation methods. The experts recommended an extensive objectives hierarchy including between 54 and 93 essential objectives and between 37 to 61 essential attributes. For 81% of these, they defined non-linear value functions and in 76% recommended multiplicative aggregation. The experts were risk averse or risk prone (but never risk neutral), depending on the current ecological state of the river, and the experts´ personal importance of objectives. We conclude that the four commonly applied simplifications clearly do not reflect the opinion of river rehabilitation experts. The optimal level of model complexity, however, remains highly case-study specific depending on data and resource availability, the context, and the complexity of the decision problem.

We used a multi-method and repeated elicitation approach across different stakeholder groups to explore possible differences in the outcome of an environmental decision. We compared different preference elicitation procedures based on Multi Criteria Decision Analysis (MCDA) over time for a water infrastructure decision in Switzerland. We implemented the SWING and SMART/SWING weight elicitation methods and also compared results with earlier stakeholder interviews. In all procedures, the weights for environmental protection and well-functioning (waste-)water systems were higher than for cost reduction. The SMART/SWING variant produced statistically significantly different weights than SWING. Weights changed over time with both elicitation methods. Weights were more stable with the SWING method, which was also perceived as slightly more difficult than the SMART/SWING variant. We checked whether the difference in weights produced by the two elicitation methods and the difference in their stability affects the ranking of six alternatives. Overall an unconventional decentralized alternative ranked first or second in 92 percent of all elicitation procedures, which were the online surveys or interviews. For practical decision-making, using multiple methods across different stakeholder groups and repeating elicitation can increase our confidence that the results reflect the true opinions of the decision makers and stakeholders.

Wastewater infrastructure management is increasingly important because of urbanization, environmental pollutants, aging infrastructures, and climate change. We propose a scenario-based multi-criteria decision analysis (MCDA) framework to compare different infrastructure alternatives in terms of their sustainability. These range from the current centralized system to semi- and fully decentralized options. Various sources of uncertainty are considered, including external socio-economic uncertainty captured by future scenarios, uncertainty in predicting outcomes of alternatives, and incomplete preferences of stakeholders. Stochastic Multi-criteria Acceptability Analysis (SMAA) with Monte Carlo simulation is performed, and rank acceptability indices help identify robust alternatives. We propose step-wise local sensitivity analysis, which is useful for practitioners to effectively elicit preferences and identify major sources of uncertainty. The approach is demonstrated in a Swiss case study where ten stakeholders are involved throughout. Their preferences are quantitatively elicited by combining an online questionnaire with face-to-face interviews. The trade-off questions reveal a high concern about environmental and an unexpectedly low importance of economic criteria. This results in a surprisingly good ranking of high-tech decentralized wastewater alternatives using urine source separation for most stakeholders in all scenarios. Combining scenario planning and MCDA proves useful, as the performance of wastewater infrastructure systems is indeed sensitive to socio-economic boundary conditions and the other sources of uncertainty. The proposed sensitivity analysis suggests that a simplified elicitation procedure is sufficient in many cases. Elicitation of more information such as detailed marginal value functions should only follow if the sensitivity analysis finds this necessary. Moreover, the uncertainty of rankings can be considerably reduced by better predictions of the outcomes of alternatives. Although the results are case based, the proposed decision framework is generalizable to other decision contexts.

Water supply and wastewater infrastructures are vital for human well-being and environmental protection; they adhere to the highest standards, are expensive and long-lived. Because they are also aging, substantial planning is required. Climate and socio-economic change create large planning uncertainties and simple projections of past developments are no longer adequate. This paper presents the initial phases of a structured decision-making (SDM) procedure which is designed to increase the sustainability of water infrastructure planning and includes various stakeholders in an exemplary Swiss case study. We evaluate the SDM approach critically based on stakeholder feedback, give general recommendations and provide ample material to make it applicable to other settings. We carried out 27 interviews and two stakeholder workshops. We identified important objectives for water infrastructure planning, including all three sustainability pillars and their respective attributes (indicators, benchmarks) to measure how well the objectives are achieved. We then created strategic decision alternatives, including "business-as-usual" upgrades of the central water supply and wastewater system as well as semi- to fully decentralized alternatives. To tackle future uncertainty, we developed four socio-demographic scenarios. We used these to test the robustness of decision alternatives in a later Multi-Attribute Utility Theory analysis. Additionally, we contribute to the topical discussion of combining scenario planning with multi-criteria decision analysis and demonstrate how various scenarios can stimulate creativity when generating decision alternatives. Their internal consistency is ensured by rigorously specifying them using a strategy generation table. Our SDM procedure can be adapted to inform decisions about sustainable water infrastructures in other contexts.

Environmental decision support intends to use the best available scientific knowledge to help decision makers find and evaluate management alternatives. The goal of this process is to achieve the best fulfillment of societal objectives. This requires a careful analysis of (i) how scientific knowledge can be represented and quantified, (ii) how societal preferences can be described and elicited, and (iii) how these concepts can best be used to support communication with authorities, politicians, and the public in environmental management. The goal of this paper is to discuss key requirements for a conceptual framework to address these issues and to suggest how these can best be met. We argue that a combination of probability theory and scenario planning with multi-attribute utility theory fulfills these requirements, and discuss adaptations and extensions of these theories to improve their application for supporting environmental decision making. With respect to (i) we suggest the use of intersubjective probabilities, if required extended to imprecise probabilities, to describe the current state of scientific knowledge. To address (ii), we emphasize the importance of value functions, in addition to utilities, to support decisions under risk. We discuss the need for testing "non-standard" value aggregation techniques, the usefulness of flexibility of value functions regarding attribute data availability, the elicitation of value functions for sub-objectives from experts, and the consideration of uncertainty in value and utility elicitation. With respect to (iii), we outline a well-structured procedure for transparent environmental decision support that is based on a clear separation of scientific prediction and societal valuation. We illustrate aspects of the suggested methodology by its application to river management in general and with a small, didactical case study on spatial river rehabilitation prioritization.

We present a novel approach for practically tackling uncertainty in preference elicitation and predictive modeling to support complex multi-criteria decisions based on multi-attribute utility theory (MAUT). A simplified two-step elicitation procedure consisting of an online survey and face-to-face interviews is followed by an extensive uncertainty analysis. This covers uncertainty of the preference components (marginal value and utility functions, hierarchical aggregation functions, aggregation parameters) and the attribute predictions. Context uncertainties about future socio-economic developments are captured by combining MAUT with scenario planning. We perform a global sensitivity analysis (GSA) to assess the contribution of single uncertain preference parameters to the uncertainty of the ranking of alternatives. This is exemplified for sustainable water infrastructure planning in a case study in Switzerland. We compare 11 water supply alternatives ranging from conventional water supply systems to novel technologies and management schemes regarding 44 objectives. Their performance is assessed for four future scenarios and 10 stakeholders from different backgrounds and decision-making levels. Despite uncertainty in the ranking of alternatives, potential best and worst solutions could be identified. We demonstrate that a priori assumptions such as linear value functions or additive aggregation can result in misleading recommendations, unless thoroughly checked during preference elicitation and modeling. We suggest GSA to focus elicitation on most sensitive preference parameters. Our GSA results indicate that output uncertainty can be considerably reduced by additional elicitation of few parameters, e.g. the overall risk attitude and aggregation functions at higher-level nodes. Here, rough value function elicitation was sufficient, thereby substantially reducing elicitation time.

Ist eine ressourcenschonende Abwasserreinigung durch Abwassertrennung und Dezentralisierung realistisch? Rund 40 international bekannte Wissenschafter und Wissenschafterinnen behandeln auf 520 Seiten in einem 2013 erschienenen Buch nuanciert diese Fragestellung. Die Editoren der Eawag diskutieren das Thema des Buches im Schweizer Kontext.

Im NFP-61-Forschungsprojekt «Langfristige Planung nachhaltiger Wasserinfrastrukturen» der Eawag wurden für die Planung der Wasserver- und Abwasserentsorgung unterschiedliche Alternativen miteinander verglichen. Die multikriterielle Entscheidungsanalyse berücksichtigt dabei die Präferenzen der Akteure und die Szenarienanalyse testet die Robustheit der Alternativen gegenüber unsicheren Zukunftsentwicklungen. Dieser neue Ansatz ergänzt die generelle Wasserversorgungsplanung (GWP) sowie die generelle Entwässerungsplanung (GEP) und bringt die Infrastrukturplanung auf eine nachhaltige Basis.

To overcome the difficulties of strategic asset management of water distribution networks, a pipe failure and a rehabilitation model are combined to predict the long term performance of rehabilitation strategies. Bayesian parameter estimation is performed to calibrate the failure and replacement model based on a prior distribution inferred from three large water utilities in Switzerland. Multi criteria decision analysis (MCDA) and scenario planning build the framework for evaluating 18 strategic rehabilitation alternatives under future uncertainty. Outcomes for three fundamental objectives (low costs, high reliability, and high intergenerational equity) are assessed. Exploitation of stochastic dominance concepts helps to identify twelve non dominated alternatives and local sensitivity analysis of stakeholder preferences is used to rank them under four scenarios. Strategies with annual replacement of 1.5 2% of the network perform reasonably well under all scenarios. In contrast, the commonly used reactive replacement is not recommendable unless cost is the only relevant objective. Exemplified for a small Swiss water utility, this approach can readily be adapted to support strategic asset management for any utility size and based on objectives and preferences that matter to the respective decision makers.

Climate change scenarios predict an increase of extreme rain events, which will increase the risk of wastewater flooding and of missing legal water quality targets. This study elicits the willingness to pay to reduce ecological and health risks from combined sewer overflows (CSOs) in rivers and lakes, and wastewater flooding of residential and commercial zones under the uncertainty of climate change. We implement a discrete choice experiment on a large representative sample of the Swiss population. We find that about 71% of the respondents are willing to pay a higher annual local tax to reduce the risk of CSOs in rivers and lakes. Swiss households strongly value the protection of water bodies, and mostly, the avoidance of high ecological risks and health risks for children related to CSOs in rivers and lakes. Our findings also show that climate change perception has a significant effect on the willingness to pay to reduce these risks. These results are important to support policy makers' decisions on how to deal with emerging risks of climate change in the water sector and where to set priorities.

River monitoring and assessment programs are important tools to quantify the condition of river ecosystems, identify deficits, and provide preliminary indication of how to improve them. But, they are limited in delivering comparable assessment results across national or transnational borders, aggregating site-specific assessments into broader scale assessments, and supporting river management decisions. We present a multi-criteria decision analysis approach for improving the comparability of ecological assessment methods of different origin and for combining these assessments into a joint procedure. The approach consists of seven consecutive steps. The most central ones concern the hierarchical allocation of ecological assessment endpoints, and the harmonization of the scoring procedure of attributes (ecological indicators or assets) to a common scale from 0 to 1. We demonstrate the approach integrating three programs developed to assess the hydromorphological river condition in Switzerland, Germany, and the USA. In our example, the integrated assessment produces comparable results for the whole range from natural to impacted rivers, while data continuity with original assessments was maintained. Our approach provides a common assessment standard due to the definition of the minimum amount of information required, is flexible regarding measurement and assessment endpoints, and bridges the gap between river quality assessment and management.

Environmental policy and decision-making are characterized by complex interactions between different actors and sectors. As a rule, a stakeholder analysis is performed to understand those involved, but it has been criticized for lacking quality and consistency. This lack is remedied here by a formal social network analysis that investigates collaborative and multi-level governance settings in a rigorous way. We examine the added value of combining both elements. Our case study examines infrastructure planning in the Swiss water sector. Water supply and wastewater infrastructures are planned far into the future, usually on the basis of projections of past boundary conditions. They affect many actors, including the population, and are expensive. In view of increasing future dynamics and climate change, a more participatory and long-term planning approach is required. Our specific aims are to investigate fragmentation in water infrastructure planning, to understand how actors from different decision levels and sectors are represented, and which interests they follow. We conducted 27 semi-structured interviews with local stakeholders, but also cantonal and national actors. The network analysis confirmed our hypothesis of strong fragmentation: we found little collaboration between the water supply and wastewater sector (confirming horizontal fragmentation), and few ties between local, cantonal, and national actors (confirming vertical fragmentation). Infrastructure planning is clearly dominated by engineers and local authorities. Little importance is placed on longer-term strategic objectives and integrated catchment planning, but this was perceived as more important in a second analysis going beyond typical questions of stakeholder analysis. We conclude that linking a stakeholder analysis, comprising rarely asked questions, with a rigorous social network analysis is very fruitful and generates complementary results. This combination gave us deeper insight into the socio-political-engineering world of water infrastructure planning that is of vital importance to our well-being.

Increasing pressure on mountain water resources is making it necessary to address water governance issues in a transdisciplinary way. This entails drawing on different disciplinary perspectives, different types of knowledge, and different interests to answer complex governance questions. This study identifies strategies for addressing specific challenges to transdisciplinary knowledge production aiming at sustainable and reflective water governance. The study draws on the experiences of 5 large transdisciplinary water governance research projects conducted in Austria and Switzerland (Alp-Water-Scarce, MontanAqua, Drought-CH, Sustainable Water Infrastructure Planning, and an integrative river management project in the Kamp Valley). Experiences were discussed and systematically analyzed in a workshop and subsequent interviews. These discussions identified 4 important challenges to interactions between scientists and stakeholders—ensuring stakeholder legitimacy, encouraging participation, managing expectations, and preventing misuse of data and research results—and explored strategies used by the projects to meet them. Strategies ranged from key points to be considered in stakeholder selection to measures that enhance trustful relationships and create commitment.

Das Nationale Forschungsprogramm NFP 61 will wissenschaftlich fundierte Grundlagen zum künftigen Umgang mit Wasser bereitstellen. Es verfügt über einen Finanzrahmen von zwölf Millionen Franken und dauert ab Januar 2010 vier Jahre. Die Praxisrelevanz wird im Programm stark gewichtet. Aqua & Gas stellt an dieser Stelle jeweils ein Projekt vor. In diesem Beitrag geben Judit Lienert und Max Maurer vom NFP-61-Projekt «Langfristige Planung nachhaltiger Wasserinfrastrukturen» (SWIP) Einblick in ihre Projektarbeit.

Decision making in public and political contexts can be complex. Multi-attribute value/utility theory (MAVT/MAUT) can support such decision processes by providing a transparent framework that helps focusing on objectives and corresponding degrees of achievement by different alternatives.
Eliciting preferences with MAVT/MAUT can be time consuming and cognitively challenging. Therefore, it might not be feasible to elicit full preference functions with standard methods. To deal with this problem, we suggest a simplified elicitation procedure that combines (a) the elicitation of values instead of utilities at lower-levels of the objectives hierarchy and conversion to utilities to consider risk attitudes at appropriate higher levels, (b) the use of linear value functions for sub-objectives with minor effects on the overall value, and (c) sensitivity analyses to check the robustness of results regarding these assumptions and the elicitation process in general. Furthermore, we developed a modified Swing procedure ("Reversed Swing2) to elicit weights for cases in which the hypothetical alternatives of the conventional Swing technique are unrealistic.
We applied this procedure to a case study on pharmaceutical removal from wastewater of a typical Swiss hospital involving 13 stakeholders. Aim of the interdisciplinary research group was to assess a large bundle of combinations of novel point source measures. The ultimate policy objective was to develop consensus solutions which are acceptable to all important stakeholder groups. We hope that the suggested simplified procedure stimulates the application of transparent and conceptually satisfying decision support methods in environmental management, which is needed to justify policy decisions to the public.

In this paper, we evaluated the ecotoxicological potential of the 100 pharmaceuticals expected to occur in highest quantities in the wastewater of a general hospital and a psychiatric center in Switzerland. We related the toxicity data to predicted concentrations in different wastewater streams to assess the overall risk potential for different scenarios, including conventional biological pretreatment in the hospital and urine source separation. The concentrations in wastewater were estimated with pharmaceutical usage information provided by the hospitals and literature data on human excretion into feces and urine. Environmental concentrations in the effluents of the exposure scenarios were predicted by estimating dilution in sewers and with literature data on elimination during wastewater treatment. Effect assessment was performed using quantitative structure-activity relationships because experimental ecotoxicity data were only available for less than 20% of the 100 pharmaceuticals with expected highest loads. As many pharmaceuticals are acids or bases, a correction for the speciation was implemented in the toxicity prediction model.
The lists of Top-100 pharmaceuticals were distinctly different between the two hospital types with only 37 pharmaceuticals overlapping in both datasets. 31 Pharmaceuticals in the general hospital and 42 pharmaceuticals in the psychiatric center had a risk quotient above 0.01 and thus contributed to the mixture risk quotient. However, together they constituted only 14% (hospital) and 30% (psychiatry) of the load of pharmaceuticals. Hence, medical consumption data alone are insufficient predictors of environmental risk. The risk quotients were dominated by amiodarone, ritonavir, clotrimazole, and diclofenac. Only diclofenac is well researched in ecotoxicology, while amiodarone, ritonavir, and clotrimazole have no or very limited experimental fate or toxicity data available. The presented computational analysis thus helps setting priorities for further testing.
Separate treatment of hospital wastewater would reduce the pharmaceutical load of wastewater treatment plants, and the risk from the newly identified priority pharmaceuticals. However, because high-risk pharmaceuticals are excreted mainly with feces, urine source separation is not a viable option for reducing the risk potential from hospital wastewater, while a sorption step could be beneficial.

Point-source measures have been suggested to decrease pharmaceuticals in water bodies. We analyzed 68 and 50 alternatives, respectively, for a typical Swiss general and psychiatric hospital to decrease pharmaceutical discharge. Technical alternatives included reverse osmosis, ozonation, and activated carbon; organizational alternatives included urine separation. To handle this complex decision, we used Multiple-Criteria Decision Analysis (MCDA) and combined expert predictions (e.g., costs, pharmaceutical mass flows, ecotoxicological risk, pathogen removal) with subjective preference-valuations from 26 stakeholders (authorities, hospital-internal actors, experts). The general hospital contributed ca. 38% to the total pharmaceutical load at the wastewater treatment plant, the psychiatry contributed 5%. For the general hospital, alternatives removing all pharmaceuticals (especially reverse osmosis, or vacuum-toilets and incineration), performed systematically better than the status quo or urine separation, despite higher costs. They now require closer scrutiny. To remove X-ray contrast agents, introducing roadbags is promising. For the psychiatry with a lower pharmaceutical load, costs were more critical. Stakeholder feedback concerning MCDA was very positive, especially because the results were robust across different stakeholder-types. Our MCDA results provide insight into an important water protection issue: implementing measures to decrease pharmaceuticals will likely meet acceptance. Hospital point-sources merit consideration if the trade-off between costs and pharmaceutical removal is reasonable.

Tamiflu^® (oseltamivir ethylester) is an antiviral agent for the treatment of influenza A and B. The pro-drug Tamiflu^® is converted in the human body to the pharmacologically active metabolite, oseltamivir acid, with a yield of 75%. Oseltamivir acid is indirectly photodegradable and slowly biodegradable in sewage works and sediment/water systems. A previous environmental risk assessment has concluded that there is no bioaccumulation potential of either of the compounds. However, little was known about the ecotoxicity of the metabolite. Ester hydrolysis typically reduces the hydrophobicity and thus the toxicity of a compound. In this case, a zwitterionic, but overall neutral species is formed from the charged parent compound. If the speciation and predicted partitioning into biological membranes is considered, the metabolite may have a relevant contribution to the overall toxicity. These theoretical considerations triggered a study to investigate the toxicity of oseltamivir acid (OA), alone and in binary mixtures with its parent compound oseltamivir ethylester (OE). OE and OA were found to be baseline toxicants in the bioluminescence inhibition test with Vibrio fischeri. Their mixture effect lay between predictions for concentration addition and independent action for the mixture ratio excreted in urine and nine additional mixture ratios of OE and OA. In contrast, OE was an order of magnitude more toxic than OA towards algae, with a more pronounced effect when the direct inhibition of photosystem II was used as toxicity endpoint opposed to the 24 h growth rate endpoint. The binary mixtures in this assay yielded experimental mixture effects that agreed with predictions for independent action. This is consistent with the finding that OE exhibits slightly enhanced toxicity, while OA acts as baseline toxicant. Therefore, with respect to mixture classification, the two compounds can be considered as acting according to different modes of toxic action, although there are indications that the difference is a toxicokinetic effect, not a true difference of mechanism of toxicity. The general mixture results illustrate the need to consider the role of metabolites in the risk assessment of pharmaceuticals. However, in the concentration ratio of parent to metabolite excreted by humans, the experimental results confirm that the active metabolite does not significantly contribute to the risk quotient of the mixture.

Urine source separation (NoMix technology) followed by processing the concentrated nutrient solution has the potential to become a cost-efficient alternative to conventional end-of-pipe nutrient elimination. A choice of processing technologies can only be made for specific scenarios, and there is currently no methodology for analyzing generic situations. In setting up a formalized decision-support methodology (based on STEEPLED analysis), we discuss how to create such generic scenarios, how to couple them with process engineering objectives, how to define the technology requirements, and finally how to produce a realistic subset of technology alternatives. The methodology is tested in five real scenarios. We also touch on the criteria for a final choice of technology taking into account large uncertainties about the performance of real technologies. We conclude that technology development is one of the most important requirements for implementing urine source separation in practice. There is an urgent need to develop cost-efficient processing technologies that satisfy the requirements of stakeholders.

Urine source separation (NoMix-technology) is a promising innovation aiming at a resource-oriented, decentralized approach in urban water management. However, NoMix-technology has a sensitive end-point: people’s bathrooms. NoMix-technology is increasingly applied in European pilot projects, but the success from a user point-of-view has rarely been systematically monitored. We aim at closing this gap. We review surveys on acceptance, including reuse of human urine as fertilizer, from 38 NoMix-projects in 7 Northern and Central European countries with 2700 respondents. Additionally, we identify explanatory variables with logistic regression of a representative Swiss library survey. NoMix-technology is well accepted; around 80% of users liked the idea, 75−85% were satisfied with design, hygiene, smell, and seating comfort of NoMix-toilets, 85% regarded urine-fertilizers as good idea (50% of farmers), and 70% would purchase such food. However, 60% of users encountered problems; NoMix-toilets need further development. We found few differences among countries, but systematic differences between public and private settings, where people seem more critical. Information was positively correlated with acceptance, and, e.g., a good mood or environmentally friendly behavior. For future success of NoMix-projects, we recommend authorities follow an integral strategy. Lay people will then find the NoMix-concept appealing and support this promising bathroom innovation.

Urine source separation (NoMix technology) is a promising innovation in wastewater management. To improve and further develop NoMix technology, it has been implemented in four Swiss households and at our research institute (Eawag). We conducted measurements during one year on frequency of toilet usage (in households 5.2/person/day for weekdays, and 6.3/person/day for weekends), flushing behavior (30-85% small flushes), and recovered urine. We calculate the amount of urine effectively recovered per voiding in NoMix toilets (138 ml/flush in households; 309 ml/flush in women's toilets at Eawag), and waterfree urinals (225 ml/usage). We estimate urine recovery in the households to be maximally 70-75% of the expected quantity, leaving room for technical and behavioral improvements. Based on sampling of N and P concentrations, we suspect nitrogen losses in the extended urine piping system. For households and workplaces, the daily and weekly flushing pattern is recorded. Our results are in accordance with literature data from a shorter period but with more people. These results represent a good dimensioning basis for future urine source separation applications. An example of extrapolation to an entire watershed is presented. The flushing pattern corresponds well with the typical nitrogen loading of a treatment plant.

Practical and theoretically sound methods for analyzing innovative environmental technologies are needed to inform public and private decisions regarding research and development, risk management, and stakeholder communication. By integrating scientific assessments with a characterization of values, multicriteria decision analysis (MCDA) supports the ranking of alternative technology pathways on the basis of technical, financial, and social concerns. We applied MCDA to evaluate the use of NoMix urine separating toilets for managing environmental risk and postponing expensive upgrades to a large wastewater treatment plant near Zürich, Switzerland. Results indicate that, given current priorities, no single, fixed course of action (including the status quo) will be desirable to all stakeholders over the considered time horizon. However, a path forward is suggested that is not significantly disadvantageous to any stakeholder now and leaves open future options, allowing society to achieve overall greater benefits if priorities change, new environmental risks are revealed, or technology improves. While our analysis focuses on a particular catchment in Switzerland, many communities worldwide are faced with an aging and inefficient wastewater treatment infrastructure while also experiencing growth and development. Our framework can help these communities balance the conflicting objectives of diverse stakeholders and gain insight into the role that urine separation can play in transitioning to a more comprehensive and sustainable urban water management system.

Could urine source separation replace the conventional nutrient elimination on wastewater treatment plants? Divided in nine work packages, the Eawag cross-cutting project Novaquatis pursued this question and highlighted the potential advantages and difficulties of such an enterprise. In many rapidly growing cities, the NoMix technology offers a rapid defense against nutrients in coastal waters, without waiting for the long and tiresome construction of sewers and treatment plants. In order to avoid the urine transport, an important next step will be the rapid development of decentralized process engineering opportunities. Also in Switzerland, the NoMix technology has a future, especially in the case of growing requirements for water pollution control.

We look at the most important issues of the global nitrogen and phosphorus cycle and conclude that the nutrients from human metabolism are of no importance for the global nitrogen cycle and of minor importance for the global phosphorus cycle. However, for water pollution control, N and P from the human metabolism are of extreme importance. Nitrogen is mainly an issue for coastal waters, whereas P is an issue for freshwater and coastal areas alike. It is by now generally recognised that coastal ecosystems are exceedingly important for human well-being and at the same time highly endangered. The recycling issue is of high importance in areas where nutrient application is low due to economic constraints. NoMix technology (urine source separation) holds a large promise to become an efficient mainstream technology. The largest short-term potential is found in densely populated areas in coastal areas without existing infrastructure and in areas with nutrient deficiency, especially in urban areas with a large nutrient potential. We believe, however, that these technologies will, with time, also become competitive in Europe.

Household-centered technologies such as urine source separation (NoMix technology) could induce a paradigm change in urban wastewater management, hereby improving water pollution control and resource management. Technological innovations need real-world application for further development. The Swiss research project Novaquatis accompanied five pilot projects from 1997 on. We give a systematic overview of our experience, summarizing various important aspects, a fundamental one being a clearly defined goal. Early stakeholder involvement is crucial, because the still imperfect NoMix technology depends on people’s goodwill. We reference data sheets, legal documents, etc. and make suggestions for installation, maintenance, and technology improvement. We identify areas for future research necessitating pilot projects and discuss their requirements to optimize the cost-benefit factor. This paper is intended as support to wastewater professionals to avoid the most serious pitfalls when conducting NoMix pilot projects. It contributes to increased interaction between research and real-world application of urban European household innovations.

Pharmaceuticals in the aquatic environment are raising concern. It is expected that many anthropogenic pharmaceuticals are largely excreted via urine; a popular argument for introducing urine source separation. However, to date, this assumption lacks verification. We close this gap with quantitative screening of official pharmaceutical data. We analysed the excretion pathways of 212 pharmaceuticals' active ingredients (Al), equalling 1,409 products. On average, 64% (± 27%) of each Al was excreted via urine, and 35% (± 26%) via faeces. In urine, 42% (± 28%) of each Al was excreted as metabolites. However, these numbers need cautious interpretation. We found an extreme variability (1) between different therapeutic groups, (2) within some groups and (3) sometimes even between products of the same Al. We discuss various therapeutic groups and include Swiss sales' quantities. For instance, urine source separation could very effectively remove the highly sold and non-degradable x-ray contrast media: 94% (± 4%) are excreted via urine. However, for different pharmaceuticals belonging to cytostatics, excretion via urine was 6-98%. Because of such large variability we advise caution to introduce the still imperfect urine separation technology solely because of pharmaceuticals. Nonetheless, together with other good arguments for this innovation, removal of pharmaceuticals is a welcome side effect.

We assessed the ecotoxicological hazard potential of 42 pharmaceuticals from 22 therapeutic groups, including metabolites formed in humans. We treated each parent drug and its metabolites as a mixture of similarly acting compounds. If physicochemical or effect literature data were missing, we estimated these with quantitative structure-activity relationships (QSAR). Additionally, we estimated micropollutant removal efficiency of urine source separation using pharmaceutical information. On average, 50% of a parent drug was metabolized, and 70% was excreted with urine, albeit with large variations among drugs. Metabolism reduced the toxic potential of all but eight drugs. The subsequently modeled risk quotient was mostly below the threshold of one. However, ibuprofen and its metabolites in a mixture could pose an ecotoxicologal risk; and possibly also acetylsalicylic acid, bezafibrate, carbamazepine, diclofenac, fenofibrate, and paracetamol. Lipophilicity and sale quantities of parent drugs alone were insufficient to estimate their ecotoxicological risk. Urine separation could decrease the ecotoxicological risk of some, but not all drugs. The estimated risk quotients were equal in urine and feces, again with large variations among compounds. Because of scientific limitations of the model and inconsistent literature data the results are somewhat uncertain. However, this new approach allows first tier screening of single drugs, thus supporting decision-making.

Although our water-borne urban wastewater system is successful, it has drawbacks in industrialized and developing countries alike, particularly in arid regions. It is inflexible and often inefficient. Of late, source control measures are being postulated as a paradigm change. In the Swiss transdisciplinary project Novaquatis, urine source separation, or NoMix technology, was studied. We compare NoMix technology with central wastewater treatment. Separate collection of urine has the potential to eliminate 70 to 80 percent of nitrogen from wastewater, 15 to 50 percent of phosphorus, and at least 50 percent of human pharmaceuticals. Hence, NoMix technology can contribute substantially in the reduction of eutrophication of marine ecosystems near fast-growing cities. We discuss the shortcomings of using sewage sludge or urine as fertilizers in agriculture – concerning pharmaceuticals, we also consider the societal perspective. Furthermore, NoMix technology introduces flexibility to wastewater management, important especially in light of growing uncertainties with respect to population development and climate change.

Unsere Siedlungswasserwirtschaft ist erfolgreich und effizient, hat aber auch Nachteile, vor allem beim Export in Entwicklungs- und Schwellenländer. Die Zukunft bringt neue Herausforderungen: Klimawandel und Wasserknappheit, neue Stoffe wie Pharmazeutika sowie Bevölkerungsexplosion mit fatalen Folgen für Küstengewässer wegen ungenügender Nährstoffelimination. Kann unser heutiges System damit umgehen? Wir postulieren, dass Massnahmen an der Quelle und dezentrale On-Site Technologien erfolgreicher sein könnten. Heute sind sie noch keine echte Alternative in einem modernen, urbanen Umfeld: es braucht noch viel Forschungs- und Entwicklungsarbeit. Im schweizerischen Forschungsprojekt Novaquatis wurde von 2000 bis 2006 eine mögliche Massnahme an der Quelle intensiv studiert: die separate Sammlung und Behandlung des Urins. Diese NoMix- Technologie könnte viele der genannten Anforderungen erfüllen; sie ermöglicht zum Beispiel einen verbesserten Gewässerschutz bezüglich Nährstoffen und Pharmazeutika. Dieser Artikel gibt einen Überblick über unsere Hauptresultate: Die NoMix-WCs werden trotz Nachteilen gut akzeptiert. Es gibt viele mögliche Verfahrenstechniken, um den Urin zu behandeln, was die Flexibilität der Abwasserbehandlung erhöht. Der Urin kann dann zum Beispiel - frei von Pharmazeutika - als Dünger verwendet werden. Noch gibt es offene Fragen und Hürden, bis die NoMix-Technologie konkurrenzfähig ist. Nach sechs Jahren Forschung, sind wir aber davon überzeugt, dass es sich lohnt, daran zu arbeiten.

Pilot tests were performed with a process combination of electrodialysis and ozonation for the removal of micropollutants and the concentration of nutrients in urine. In continuous and batch experiments, maximum concentration factors up to 3.5 and 4.1 were obtained, respectively. The desalination capacity did not decrease significantly during continuous operation periods of several weeks. Membrane cleaning after 195 days resulted in approximately 35% increase in desalination rate. The Yeast Estrogen Screen (YES), a bioassay that selectively detects oestrogenic compounds, confirmed that about 90% of the oestrogenic activity was removed by electrodialysis. HPLC analysis showed that ibuprofen was removed to a high extent, while other micropollutants were below the detection limit. In view of the fact that ibuprofen is among the most rapidly transported micropollutants in electrodialysis processes, this result indicates that electrodialysis provides an effective barrier for micropollutants. Standardised plant growth tests were performed in the field with the salt solution resulting from the treatment by electrodialysis and subsequent ozonation. The results show that the plant height is comparable to synthetic fertilisers, but the crop yield is slightly lower. The latter is probably caused by volatilisation losses during field application, which can be prevented by improved application technologies.

We analyzed nontarget effects of the β-blockers propranolol, metoprolol, and atenolol with a screening test battery encompassing nonspecific, receptor-mediated, and reactive modes of toxic action. All β-blockers were baseline toxicants and showed no specific effects on energy transduction nor endocrine activity in the yeast estrogen and androgen screen, and no reactive toxicity toward proteins and DNA. However, in a phytotoxicity assay based on the inhibition of the photosynthesis efficiency in green algae, all β-blockers were 10 times more toxic than their modeled baseline toxicity. Baseline- and phytotoxicity effects increased with hydrophobicity. The β-blockers showed concentration addition in mixture experiments, indicating a mutual specific nontarget effect on algae. Using literature data and quantitative structure-activity relationships (QSAR), we modeled the total toxic potential of mixtures of the β-blockers and their associated human metabolites for the phytotoxicity endpoint with two scenarios. The realistic scenario (I) assumes that the metabolites lose their specific activity and act as baseline toxicants. In the worst-case scenario (II) the metabolites exhibit the same specific mode of action as their parent drug. For scenario (II), metabolism hardly affected the overall toxicity of atenolol and metoprolol, whereas propranolol's hazard potential decreased significantly. In scenario (I), metabolism reduced the apparent EC50 of the mixture of parent drug and metabolite even further. The proposed method is a simple approach to initial hazard assessment of pharmaceuticals and can guide higher tier testing. It can be applied to other classes of pollutants, e.g., biocides, as well as to environmental transformation products of pollutants.

Urine source separation (NoMix technology) has been proposed as a sustainable alternative to centralized wastewater treatment systems. Radical changes necessitate an early inclusion of sociological expertise, thus offering a real chance for transdisciplinary collaboration. The practical aim of our survey is to find out how users accept and use existing NoMix toilets and how this could be encouraged. We collected 1249 questionnaires from 2002 to 2004 in one Swiss school and one Swiss research institute. The technological immaturity of NoMix toilets was noted by many. Nevertheless, acceptance was high: 72% liked the idea and 86% would move into apartments with NoMix toilets. Moreover, most users found that NoMix toilets equal conventional toilets with respect to design (78%), hygiene (84%), and smell (78%). Like many other innovations, the NoMix technology only functions properly if it is used adequately, which we demonstrate for water saving and sitting to urinate. Many users adopted this behavior, e. g., 72% sat. Because perception and use of NoMix toilets is subjective, it can be influenced with certain measures such as good information and cleaning, or discussions with peers. We discuss the importance of social psychology for understanding the factors that influence the acceptance of environmentally friendly innovations.

Uncertainties about the long-term prospects of urban water management systems have increased substantially over the past decade due to an increasing variety of regulations, technologies, and demand structures. In Switzerland, this uncertainty is mirrored by growing difficulties of utility managers and (waste)water scientists to agree on shared strategies: Water professionals demand support for pressing management problems, while researchers fundamentally question the longer-term sustainability of the established water management system. To reestablish shared orientation, we conducted a foresight study for the Swiss (waste)water sector in 2004. Based on interviews with 29 experts from Swiss water management and research to collect 56 drivers of change, a team of 17 experts developed three scenarios: (A) regional mergers of water utilities leading to enhanced professionalism in the sector, (B) consequent material flows management leading to a radically restructured urban water management system, and (C) generalized financial crisis leading to a breakdown of centralized utility services. These scenarios helped identifying shared research priorities. We conclude that scenario analysis is a powerful tool for framing long-term strategies, defining priorities, and integrating different interests in the multidisciplinary contexts of sustainability science, which are marked by high uncertainties and concern a wide range of stakeholder groups.

We studied user behavior and acceptance of NoMix toilets by collecting 271 questionnaires from young adults. We discriminated between short- and long-term users (months of habituation). Most respondents noticed that the NoMix toilet is different. Nevertheless, the existing NoMix technology was well accepted regarding design, hygiene and smell in this institutional setting. Only few respondents changed their sitting or flushing behavior. The necessity to sit when urinating might be slightly problematic (62% sit), but it seems possible that people adopt this new behavior required by the NoMix toilet. General acceptance of the NoMix toilet was high: 70% of respondents found the idea convincing – many for environmental reasons – 87% were willing to move into an apartment with a NoMix toilet, and 20% would pay substantially more for a NoMix toilet. We informed about the NoMix toilet with instructions for use in the toilet cabin, an information poster, and an information leaflet that we distributed after questioning. Our information was noted by most respondents and significantly increased the knowledge about and the acceptance of the NoMix toilet. We recommend that future pilot projects with NoMix toilets consider a well devised information policy to support decision making and acceptance of this new technology.

The Swiss sanitary engineering is facing increasing uncertainty. New impurities, new regulations, new technologies, and changed supply and demand structures lead to the fact that prognosis based on a linear continuation of today’s condition are being questioned more and more. Long-term planning is getting difficult. In addition, more drastic changing processes have to prepared on a long run, since sanitary engineering can hardly be adapted to changed social demands, new technical developments or risks in the short term because of its complexity and the durability of the technical equipment.

Pharmaceuticals and other micropollutants in wastewater pose a new challenge to wastewater professionals as well as to the pharmaceutical industry. Although there is a great deal of uncertainty concerning the possible detrimental effects on the aquatic ecosystems, the precautionary principle — or possibly new scientific evidence — may give rise to more stringent demands on wastewater treatment in the future. In conventional wastewater treatment plants, a combination of biological treatment with high sludge residence times and ozonation of the effluent seems to be the most promising technology. Ozonation, however, is an energy-intensive technology. Moreover, in conventional end-of-pipe systems a large part of the pollutants will always be lost to the environment due to leaking, primarily during rain. In the long term, source separation offers the more sustainable solution to the entire wastewater problem, including organic micropollutants. Urine source separation is an elegant solution to the problems of nutrients and pharmaceuticals alike and losses of untreated pollutants to the environment can be minimized. Although few technologies for the separate treatment of urine have been developed to date, the 100-500 times higher concentrations of micropollutants promise more efficient conditions for all removal technologies known from conventional wastewater treatment.

We studied effects of inbreeding on the early fitness measures seed production and germination in Swertia perennis L. (Gentianaceae), a locally abundant specialist of fen grasslands, which have been greatly fragmented in Switzerland. We further tested whether such effects differed between populations of different size and isolation. We studied effects of free pollination, hand-outcrossing and hand-selfing on 160 plants in 16 populations in large, in small barely isolated, and in small isolated habitat islands. We found a distinct gradient in experimental outcomes from free pollination to hand-outcrossing to hand-selfing. Compared with free pollination, selfing reduced the number of seeds per capsule by 22% (P < 0.01), the seed/ovule ratio by 26% (P < 0.001), seed mass by 25% (P < 0.001) and germination percentage by 23% (P < 0.05). The outcome of hand-outcrossing was intermediate for all traits. The reduction in early fitness components after selfing is most likely due to inbreeding depression. Higher seed production and germination after free pollination than after hand-outcrossing may be due to a larger number of pollen donors involved in free pollination or due to higher quality of free pollen because of lower relatedness of parent plants. Moreover, the fact that seed production was highest after free pollination indicates that S. perennis is not pollen limited. Pollination treatment effects did not differ between different island types. Hence, there are no indications that early inbreeding depression was purged from more strongly fragmented populations.

Habitat fragmentation threatens the survival of many species and local populations. Habitat fragmentation has two major consequences: populations become more isolated and are reduced in size. Small compared with large populations have increased extinction risks because of different types stochasticity (e.g. genetic drift) and inbreeding, which can negatively affect the fitness of individuals or populations. Habitat fragmentation may also change the abiotic conditions of the surrounding landscape, which influences biotic interactions. This review gives an introduction to the theory of the effects of habitat fragmentation on mean fitness of plant populations. It intends to help bridge the gap between conservation biologists and conservation practitioners. The paper shortly introduces basic concepts of population biology, demography and genetics and cites relevant and new literature. Special attention is given to more common plant species, which have attracted far less conservation attention than rare species.

Although urine constitutes less than 0.5 % of total domestic wastewater, it plays a major role for water pollution control. We discuss the social implications of introducing different versions of NoMix (urine separating) technology, ranging from straightforward implementation in local settings to transition scenarios based on complex real time control and partially non-existing technology. The major stakeholders in the new technology are households, farmers, sanitary firms, and wastewater professionals. To assess the attitude of stakeholders, surveys, informal contacts, and a literature study were performed. We use diffusion theory to describe the perception of NoMix technology by wastewater professionals. Consumers and farmers proved surprisingly positive towards the concept, under the condition that adequate technology is provided. Sanitary firms are confident that they can solve the problem, but demand strong leadership from wastewater professionals before they invest in the technology. Early diffusion amongst wastewater professionals is the most critical factor for the development of sustainable wastewater treatment technology: only with a strong commitment is it possible to develop innovative technology with the same high standard as we know from conventional sanitary and wastewater technology. Our analysis supports that the transition strategies will have more chances to lead to rapid diffusion of the concept amongst wastewater professionals.

1 Fragmentation reduces size and increases isolation of plant habitats, and increases the ratio between edge and centre area. Consequences of habitat fragmentation have rarely been studied for common plants, and edge effects are rarely studied for plants in general. We studied density, population structure, fitness components and biotic interactions in the locally abundant distylous fen plant Primula farinosa in the centres and at the edges of 27 Swiss fen habitats of different size and degree of isolation.
2 Population sizes ranged from 80 to 106 450 flowering plants and were larger in larger fen habitats than in smaller ones.
3 The densities of plants were lower in more isolated habitats (by 26-46% depending on developmental stage). In the less isolated habitats, the density of seedlings and juveniles was higher in larger habitats. Plant densities were lower at the edge than in the centre of habitats (34-55%), and edges had fewer plants of younger developmental states. Densities of reproductive plants differed only in the centres of habitats, where they were higher in larger habitats, while at the edges these densities were independent of habitat area.
4 Flower morph proportions were independent of size and isolation of habitats.
5 Plants in larger habitats had larger rosette diameters and tended to have more flowers.
6 At edges, seed set was on average 11% lower, and occurrence and degree of herbivory more than 50% higher, than in centres. Capsule frugivory was less likely in larger habitats. Infection by the smut fungus Urocystis primulicola was more likely in larger habitats.
7 We conclude that size, isolation and edge to centre ratio of fen habitats all affect the abundant P. farinosa and recommend that edge effects and more common species are given more attention.

We studied acceptance of a urine-based fertilizer product using a mail survey of 467 Swiss farmers. We distinguished among four production types: organic or IP farming, and with or without vegetable production. Considering that the idea of urine-based fertilizers is new, acceptance among the answering farmers was surprisingly high, with 57% explicitly stating that they thought it was a good or very good idea, and 42% willing to purchase such a product. The farmers of different production types did not differ strongly in their attitude towards urine-based fertilizers. Especially IP and vegetable farmers, who purchased additional fertilizers anyway, seem willing to accept urine-based fertilizers, hereby preferring a grainy, odorless ammonium nitrate fertilizer. Absolutely essential is a hazard-free product: 30% of all farmers had concerns regarding micropollutants. Based on fertilizer data, we demonstrate an existing demand for the nutrients N, P, and K in Switzerland, which could be partially substituted by a recycled urine product. Finally, we discuss methodological requirements of social science surveys. To obtain representative data on an entire population in a mail survey, multiple contacts with respondents are necessary. We argue that information and participation of stakeholders at an early stage is essential for successful technology transfer.

We examined the effects of size and spatial isolation of fens on the isozyme variability of 17 populations of Swertia perennis. This long-lived perennial is a locally abundant fen specialist in Switzerland, where wetlands have been strongly fragmented. Isozyme variability was comparable to other outcrossing plants (A = 1.53, AP_P = 2.01, P_P = 42.5, H₀ = 0.113, H₀ = 0.139). F statistics indicated both inbreeding within and differentiation between populations (F_IS = 0.076, F_IT = 0.194, F_ST= 0.128), with moderate gene llow between populations (N_em = 1.703). Populations in small, isolated fens had reduced genetic variability and the highest within-population inbreeding coefficients (F_IS). Isozyme variability was significantly associated with vegetative fitness traits (MANOVA), and the magnitude of leaf herbivory decreased as the percentage of polymorphic loci increased. These data suggest that the reduced genetic variability of S. perennis in small, isolated populations may reduce plant fitness, thereby increasing susceptibility to herbivore damage. Our study also shows that habitat fragmentation can reduce the genetic variability of populations of fairly common habitat specialists, which so far have attracted less conservation attention than rare species.

Urine source separation in NoMix toilets with subsequent processing of urine offers the possibility to improve water pollution control and to recycle nutrients. Urine contains most of the nutrients ending up in wastewater and many micropollutants from the human metabolism. In most cases, efficient urine source separation would render nutrient removal at wastewater treatment plants obsolete. To obtain more stringent threshold values for phosphorus, merely a small technical effort would be necessary. The interdisciplinary research project NOVAQUATIS investigates the technical feasibility, social acceptance and possibilities of introducing urine source separation in Switzerland.