Recent research in evolutionary economic geography addressing radical innovation and grand challenges has advocated for a shift in focus from single technologies and products toward interrelated configurations of technologies and institutions. This suggests moving beyond explaining innovation and industrial dynamics primarily by the existence of appropriate knowledge and capability stocks, to include institutional structures and the ability of actors to shape value-related dynamics. Despite an increasing suite of conceptual and empirical contributions to this extended agenda, its methodological underpinnings have not yet received sufficient attention. A particularly thorny issue is how to bridge quantitative assessments of related knowledge stocks with qualitative process reconstructions of regional development pathways. To bridge the methodological divide, we present a recent approach developed in transition studies – socio-technical configuration analysis and elaborate on how it may inform salient research problems in economic geography.

Climate change, rapid urbanization and other grand challenges increasingly force cities to rethink their urban (water) infrastructure. In particular, decentralized urban water management solutions, which can recover valuable resources close to the source are increasingly applied to remediate water scarcity, sanitation or environmental pollution challenges. Yet, although interesting demonstration projects with decentralized solutions (from here on labeled ‘decentralized UWM solutions’) are underway in several world regions, actors developing and implementing this transformative innovation are not effectively coordinating their efforts and sharing the latest knowledge. While effective technologies, business models, or regulative frameworks increasingly exist that could inform, inspire and improve similar activities elsewhere, details of local successes and failures are still (too) rarely shared or transferred across space. Drawing from experience on the mainstreaming of other transformative infrastructure solutions (like renewable energies, electric mobility or circular waste management), we posit that the global diffusion of decentralized UWM solutions has been significantly slowed down by this lack of interaction among key stakeholders, and the resulting lack of an effective innovation ecosystem.

Research on the geography of innovation (GeoInno) has become a well-established scientific field, including heterogeneous but complementary theoretical approaches. We reflect upon its evolution in light of an emerging "normative" turn in innovation and regional policy, which is challenging established approaches and providing opportunities for developing new ones. In this discussion paper, we explore how an imminent normative turn impacts three foundational notions of the field: innovation, institutions, and well-being, and then outline three research avenues that would allow GeoInno research to address them in a broadened and policy-relevant manner.

The development of new industries in peripheral regions has gained renewed attention recently. Yet, the processes through which peripheral regions can mobilize external resources and capabilities, and turn them into locally sticky resources for structural change and longer-term economic prosperity, have not been sufficiently conceptualized. This article proposes anchoring-based regional system building as a third route, which stands between conventional globalist and regionalist approaches. Based on a case study of the emergence of a globally leading electric vehicle battery industry in Ningde, China, the article explores in depth the system resource-mobilization processes and dynamic capabilities by anchor tenants and regional stakeholders that allow peripheral regions to make long jumps in the product space. We show that if the anchoring process is smartly managed, developing emerging industries in peripheral contexts is not necessarily a casino strategy but can be a strategic approach for quickly and deeply transforming the industrial fabric of regional economies.

San Francisco is spearheading the city-wide installation of onsite non-potable water reuse systems (ONWS). Through a city ordinance, local authorities have induced a quickly growing ONWS market and initiated stakeholder networks that support the diffusion of ONWS solutions in San Francisco and beyond. [...]

Normen und Standards haben das Potenzial, neuen Lösungen für eine nachhaltige Entwicklung zu einer raschen Verbreitung zu verhelfen. Das Beispiel einer ISO-Norm für innovative Sanitärsysteme zeigt jedoch, dass es nicht einfach ist, dieses Potenzial zu nutzen. Einerseits wehren sich mögliche Verlierer des Wandels. Andererseits ist nicht einfach abzuschätzen, welche Lösung die «richtige» ist, die es verdient, normiert zu werden.

While broad evidence has been generated on the forces leading to divergent regional industrial path development, we still do not fully understand how initial structural differences between regions are dynamically attenuated in industrial path development processes. In other words, the cumulative causation processes instigating such differences are not well explored. In this paper, a process model is developed, which conceptualizes industrial path development as an iterative build-up of innovation system resources, which is conditioned by firm- and system-level agency. We argue that the specific configuration of system resource stocks, as well as firm- and system-level agency jointly condition the further evolution of a path each time a regional industry reaches a “critical moment”. Unpacking the cumulative system building process across development phases allows exploring how positive or negative cumulative causation patterns emerge in the path development process and how early interventions in the system building process may have knock-on effects at later stages.

Decentralized water reuse technologies are increasingly being explored as a transformative approach for complementing centralized water and wastewater infrastructure. A transition to onsite water reuse requires a better understanding of how urban infrastructures are governed. While governance tends to be discussed within ideal types─i.e., hierarchy, market, and network─researchers increasingly recognize that infrastructure transitions often depend on hybrid mixtures of two or all three of those ideal types. This study draws on literature on the governance of infrastructure transitions as well as on the geography of sustainability transitions to introduce an analytical framework for assessing how the same technology─in this case, onsite water reuse─is implemented with different hybrid governance arrangements in different cities. By juxtaposing the transition trajectory to onsite water reuse in San Francisco and New York City, we empirically illustrate two ideal-type hybrid governance arrangements that systematically differ in terms of key actor types and coordination mechanisms.

Die online verfügbare Wasser-Timeline «Schweizer Gewässerschutz seit 1800» illustriert Ereignisse und Paradigmenwechsel im Umgang mit natürlichen Ressourcen. In der jüngeren Geschichte des Schweizer Gewässerschutzes lassen sich zwei grosse Paradigmenwechsel identifizieren, in denen sich die ökologischen, gesellschaftlich-politischen und technologischen Dynamiken grundlegend verändert haben. Der Artikel fasst diese Paradigmenwechsel zusammen und gibt einen Einblick in die Wasser-Timeline.

The literature on sustainability transitions increasingly recognizes that sectoral structures transcending national boundaries can both hinder and promote sustainability transitions. Yet there is only limited evidence on the roles of global actors in transforming entrenched socio-technical structures directly at the global scale. To explore the mechanisms of agency at the global scale, we develop a conceptual framework and illustrate it with a case study of the World Bank's engagement in the sanitation sector. Based on a Socio-Technical Configuration Analysis of World Bank project documents combined with expert interviews, we demonstrate how a paradigm shift in the global sanitation sector was initiated by a coalition of global advocates and subsequently promoted by the World Bank in its role as an amplifier. The paper thus further conceptualizes and illustrates a multi-scalar transition trajectory that depends strongly on advocacy by global actors.

Bengaluru represents a globally unique context for the diffusion of on-site wastewater treatment and reuse systems (ONWS). Local authorities have introduced a series of mandates that triggered a dynamically evolving mass-market for ONWS. [...]

Sustainability scholars increasingly recognize that policy mixes can positively impact socio-technical transitions. However, the temporal dimension of policy interventions remains under-researched, especially in the context of early transition dynamics that typically emerge in niche contexts. In this article, we explore how policy sequencing can play a key role in supporting the scaling-up of early-stage transition dynamics to drive wider system change. We contribute to transition research by proposing a process model for analyzing policy sequences by focusing on the interplay between policy instruments and institutional barriers. We conceptualize two ideal-type policy sequencing patterns - strategic and reactive - which we illustrate with empirical examples from early transition dynamics in the urban water sector of San Francisco (United States) and Sant Cugat del Vallès (Spain). Applying the process model to these case studies reveals how different sequences of policy (instrument) mixes can assist in overcoming institutional barriers, thus supporting transition trajectories.

The H+ area in Helsingborg, Sweden, is a sustainable city development project, served by "Tre-Rör-Ut" (Three-Pipes-Out), a world-unique source-separation and resource-recovery system for water, wastewater and food waste. [...]

The Jenfelder Au in Hamburg, Germany is a sustainable city development project, served by the "Hamburg Water Cycle" (HWC), a spearheading template for resource-recovery from source-separated water and wastewater, first of its kind at neighbourhood scale. [...]

Climate change, rapid urbanization and other grand challenges increasingly show that urban water and wastewater man-agement needs to be deeply rethought. A transformative shift is needed away from linear end-of-pipe to more circular system designs. Actors around the world have thus started developing decentralised urban wastewater treatment and reuse systems (DUWTRS). DUWTRS improve the flexibility, resilience and circularity of water and sanitation infrastructure and can thus play a key role in developing more sustainable cities. Yet, despite their high potential in solving multiple urban development challenges at once, only a few cities worldwide have successfully implemented them at scale. We thus lack well-documented templates and best practices of successful DUWTRS implementation. The Lighthouse Project aimed at filling this gap by assessing promising examples from around the world. To generate practice-oriented lessons, we compared six projects at different scales (city-wide vs. neighbourhood), in different contexts (high-income vs. low-/middle-income) and using different technological set-ups. We selected four neighbourhood-scale and two city-scale projects, equally distributed across high- and middle-income contexts. Data was collected between November 2021 and August 2022 through an extensive literature review and more than 100 semi-structured expert interviews. An integrative assess-ment framework was developed and used to derive key success conditions for DUWTRS implementation.

Nirvana Country Township is a high-end residential colony in Haryana State, which reuses treated effluent from on-site wastewater treatment facilities for urban greening in several residential areas. [...]

As climate change and rapid urbanization stress our aging water infrastructure, cities are under increasing pressure to develop more flexible, resilient, and modular water management systems. In response, onsite water reuse practices have been adopted by several cities globally. In addition to technological innovation, these novel water treatment systems also require new stakeholder collaborations, relationships, and processes to support them. There are, however, few models for stakeholder arrangements that support and encourage the adoption and success of such infrastructure. In this paper, we use interviews with stakeholders involved in onsite water reuse projects in the San Francisco Bay Area to create a social network map that describes the interactions between stakeholders at large and during specific phases of project implementation. Using qualitative content analysis of expert interviews and social network analysis, we identify four actor roles that are key to the functioning of this novel water infrastructure paradigm─specialists, continuity providers, program champions, and conveners - and discuss the importance of each role through the course of project implementation. These findings can be helpful for policy interventions and outreach efforts by other cities and communities looking to implement onsite water systems.

While economic geography has contributed deep insights into the knowledge-related determinants of industry emergence, less is known about the legitimacy that people confer to the new industries. Based on a comparative case study in the potable water reuse industry (California, United States) and the video games industry (Hamburg, Germany), this article explores the legitimation dynamics in regional industrial path development. We elaborate on how system-building/reconfiguration and institutional work processes differ between industries that are new-to-the-world versus new-to-the-region. Our framework contributes to specifying the embedded agency that supports legitimation and thus path development in these two distinct industry formation trajectories.

Economic geographers have studied emerging industries in regions from various perspectives, such as life cycle, evolutionary economic geography and systemic approaches. However, so far they have insufficiently conceptualized the effects of institutional structures on new industry emergence. This special issue on 'Emerging Industries: Institutions, Legitimacy and System Building' therefore shows recent work that seeks to advance the analysis of emerging industries by drawing on institutional approaches. The present introductory article identifies key characteristics of 'emerging industries', establishes a heuristic for the conceptualization of the institutional dynamics in emerging industries, applies it to the special issue papers and outlines a future research agenda.

Classic accounts of transitions research have predominantly built on reconstructions of historical transition processes and in-depth case studies to identify and conceptualize socio-technical change. While such approaches have substantively improved our understanding of transitions, they often suffer from methodological nationalism and a lack of generalizability beyond spatial and sectoral boundaries. To address this gap, we propose a novel methodology – socio-technical configuration analysis (STCA) – to map and measure socio-technical alignment processes across time and space. STCA provides a configurational and dynamic perspective on how social and technical elements get aligned into "configurations that work", allowing for the identification of differentiated transition trajectories at and across spatial and sectoral contexts. The methodology's value is illustrated with the empirical case of an ongoing shift from centralized to more modular infrastructure configurations in the global water sector. Building on this illustration, we outline potential contributions of STCA to configurational theorizing in transition studies, sketching the contours of what we believe could become a generative epistemological approach for this field.

This working paper is part of the Socio-Technical Configuration Analysis (STCA) guidebook for beginners (see stca.guide). It serves as Chapter 1 of the guidebook, and introduces the conceptual and methodological foundations for the different analytical steps that are explained in subsequent chapters. We elaborate on the theoretical contexts in which socio-technical configurations, their dynamics and geographical variation play a key role and how this epistemological approach relates to well-established conceptual frameworks from innovation and transition studies. In STCA, statements or actions of actors that are reported in document stocks are aggregated into different forms of network or proximity map graphs, which can be interpreted as coherent storylines or strategies reflecting institutionalized socio-technical configurations shared by various actors. Shifts over time of these networks can then be interpreted as depicting transition dynamics, and comparisons across space as local variations of regime or innovation system structures. The paper introduces a coherent terminology to help researchers navigate through the different steps and software programs. It furthermore elaborates on a typology of research problems that can be analyzed through STCA and an overview on the generic steps that a researcher has to conduct when applying the method.

Socio-technical regimes are highly institutionalized rationalities that have co-evolved with actors, technologies and institutions over extended periods of time and become taken for granted across geographical contexts. Transition studies feature an extensive focus on regime dynamics within specific territorial contexts. However, we know surprisingly little of how regime rationalities are constructed, diffused and reproduced across space. This is a key gap in the geography of sustainability transitions literature. This paper introduces a conceptual model to analyze transformative opportunities in regions and how regime actors strategically diffuse and implement global regime solutions through combinations of discursive and substantive system reconfiguration activities. The empirical analysis draws upon a combination of Socio-Technical Configuration Analysis (STCA) of 354 newspaper articles and 10 in-depth expert interviews to illuminate how regime actors prevailed in diffusing and legitimizing the water sector's dominant socio-technical configuration in San Diego during a period of substantial transformative opportunities.

Scientists are increasingly exploring on-site water systems to supplement conventional centralized water and wastewater infrastructure. While major technological advancements have been achieved, we still lack a systematic view on the non-technical, or institutional, elements that constitute important barriers to the uptake of on-site urban water management systems. This paper presents a conceptual framework distinguishing between institutional barriers in six key dimensions: Equity, Knowledge and Capabilities, Financial Investment, Legal and Regulatory Frameworks, Legitimacy, and Market Structures. The analysis of the existing literature covering these barriers is translated into a typology of the socio-technical complexity of different types of alternative water systems (e.g., non-potable reuse, rainwater systems, and nutrient recovery). Findings show that socio-technical complexity increases with the pollution load in the source water, correlating to potential health risk, and the number of sectors involved in the value chain of an alternative water system. For example, greywater reuse for toilet flushing might have systematically less complex institutional barriers than source separation for agricultural reuse. This study provides practitioners with easily accessible means of understanding non-technical barriers for various types of on-site reuse systems and provides researchers with a conceptual framework for capturing socio-technical complexity in the adoption of alternative water systems.

Transitions from one socio-technical regime configuration to another entail long phases of institutional complexity, where two or more field logics co-exist in a sector and induce incompatibilities and frictions. This paper presents a dynamic phase model, which characterizes the types of institutional complexity that may build up and settle across various phases of a transition, illustrated with a case study from the diffusion of onsite water reuse in San Francisco. Results from semi-structured expert interviews and a focus group demonstrate that different forms of institutional complexity may follow each other in a transition trajectory and that formidable strategic agency is needed by the actors in a field in navigating prolonged phases of competing cultural demands. Gaining a more balanced perspective of both organizational and field-level reconfigurations may help better explain why transitions succeed in some places and fail in others.

Sanitation and wastewater management are highly relevant for reaching a number of interconnected sustainable development goals (SDGs), especially SDG 6, the provision of safe drinking water and adequate sanitation for all as well as protection of water resources against pollution, and SDG 14.1, reducing nutrient emissions to the marine environment. Recent evidence increasingly shows that conventional sewer-based wastewater management will not be able to reach these targets. Rather than further optimizing and diffusing this ageing infrastructure paradigm, radical innovations like urine source separation technologies could help to leapfrog towards faster achievement of the SDGs. The technology would simplify on-site sanitation and develop a closed-loop nutrient cycle, thereby allowing for exceptionally high nutrient removal from wastewater and direct reuse in agriculture from the first day of implementation. Radical innovations, however, need decades to materialize. Based on a review of relevant academic and grey literature, we show how the past three decades of development of urine source separation have brought breakthroughs in toilet design and treatment processes, enabling the technology's value chain to reach the brink of maturity. In a short outlook, we discuss how the technology may reach global diffusion over the next decade, with the main remaining challenges relating to the creation of mass-markets for urine-diverting toilets, automation and mass-production of treatment systems, and the legitimation of fertilizer produced from urine in the agricultural sector.

This paper contributes to the geography of transitions literature by conceptualizing transition trajectories from a multi-scalar perspective. It combines an institutional perspective of transitions with conceptions of scale from human geography to derive a framework which explicates how (de-)institutionalization and re-scaling mechanisms condition different transition trajectories. Our conceptual elaborations show that the traditional local-global niche cumulation and upscaling trajectory can be complemented with two alternative trajectories that build on analytically different sequences of institutionalization and re-scaling processes. This is illustrated through a case study of technology standardization in the sanitation sector, more specifically the development of the ISO 30500 standard for non-sewered sanitation systems, which was initiated by a consortium led by the Bill and Melinda Gates Foundation. The observed transition trajectory departs from key assumptions of the local-global niche model, with actors engaging in direct institutionalization at the global level, followed by re-scaling global rationalities into different (sub-)national contexts.

The literature on catch-up cycles has not yet systematically conceptualized how catch-up dynamics differ between the various industries that are emerging in the green techno-economic paradigm. We address this gap by connecting catch-up cycle theory with an industry typology from global innovation systems (GISs) literature, which distinguishes four generic industry types with footloose, spatially sticky, market-, and production-anchored innovation system characteristics. Catch-up patterns in early industry lifecycle stages are expected to systematically differ between these four industry types. This assumption is explored based on a comparative case study of the solar photovoltaics, wind power, solar water heaters, and membrane bioreactors industries, each of which exemplifies one of the four generic GIS configurations. We find that the speed and disruptiveness of early leadership changes differ significantly between the four industries, and that the effectiveness of capability upgrading strategies and catching-up policies are contingent on the innovation and valuation characteristics of each industry’s underlying GIS type.

This viewpoint takes stock with the 'geography of sustainability transitions' (GOST) as it is presented in the transitions research agenda. GOST has been a relatively recent addition to transition theorizing, addressing the need for greater sensitivity and attention to the scales, spatialities, and context-specific factors that shape transitions. In our view, the agenda represents a rather narrow perspective on GOST, which is geared to two empirical themes, namely urban transitions and transitions in developing countries. While these are relevant and topical issues, the section lacks sufficient acknowledgement of the increasing engagement of geographers with transitions studies and the theoretical approaches they have brought to bear on the field. This short commentary thus aims at complementing the agenda paper by outlining a theoretical research agenda that is emerging in this field, framed around the conceptualization of scales, places and spaces in which transitions unfold.

The role that emerging economies, and China in particular, play in the global energy transition appears to be transforming. Transition literature to date characterizes the formation of cleantech sectors in emerging economies as being heavily dependent on foreign inputs of knowledge and other key resources. This article argues that in the, currently unfolding, next phase of the global energy transition, Chinese actors may play a more central role in global niche development for high-tech industries, including in constructing innovative and effective socio-technical configurations. This argument is illustrated with a case study of the Chinese Concentrated Solar Power industry, which is found to have developed largely independently of foreign resources. The case is used to highlight a number of specificities of the Chinese environment that set it apart from niche formation environments in OECD countries, and may allow China to open up technological trajectories unlikely to develop in those OECD countries.

Research in economic geography has recently been challenged to adopt more institutional and multiscalar perspectives on industrial path development. This article contributes to this debate by integrating insights from (evolutionary) economic geography as well as transition and innovation studies into a conceptual framework of how path creation in emerging industries depends on the availability of both knowledge and legitimacy. Unlike the extant literature, we argue here that not only the former but also the latter may substantially depend on nonlocal sources. Conceptually, we distinguish between multiscalar export, attraction, and absorption of legitimacy. Coupled with conventional knowledge indicators, this approach enables us to reconstruct how not only external knowledge sourcing but also multiscalar institutional dynamics contribute to a region or country’s ability to leverage its potential for path creation in an emerging industry. Methodologically, we develop legitimation indicators from a global media database, which was built around the case of modular water technologies. Cross-comparing the evidence from six key countries (India, Israel, Singapore, South Africa, the UK, the US) with differing path creation constellations for this emerging industry, allows us to hypothesize how multiscalar legitimation influences a country’s prospects for creating a radically new industrial path.

Economic globalization and the modularization of value chains increasingly challenge long-held conceptual models explaining the spatial evolution of industries. This paper seeks to re-interpret early industry life cycle dynamics by disintegrating an industry's value chain into upstream, core and downstream parts and characterizing each part according to its underlying global innovation system (GIS) configuration. We distinguish between firms in parts of the value chain that depend on formalized, science-based innovation and cater for globally standardized mass markets ('footloose' GIS) and firms in parts of the value chain that rely on spatially more stable GIS structures, in which either the innovation activities or the valuation dynamics (or both) depend on spatial embedding in given territorial contexts. Our hypothesis is that firms which occupy parts of the value chain with footloose GIS characteristics will have shorter survival times than firms which operate in spatially more stable GIS types. Demand-side policies will accordingly produce stronger competitive advantages for firms operating in GIS with spatially stable valuation structures. The empirical context of our study is the solar photovoltaics (PV) industry. We analyze market entry and exit of 129 German and 127 Japanese PV firms from 1960 to 2016 using a Cox Proportional Hazards model. The results support the hypotheses that firm survival and policy effects depend on a value chain part's underlying GIS configuration.

Recent developments in high- and middle-income countries have exhibited a shift from conventional urban water systems to alternative solutions that are more diverse in source separation, decentralization, and modularization. These solutions include non-grid, small-grid, and hybrid systems to address such pressing global challenges as climate change, eutrophication, and rapid urbanization. They close loops, recover valuable resources, and adapt quickly to changing boundary conditions such as population size. Moving to such alternative solutions requires both technical and social innovations to co-evolve over time into integrated socio-technical urban water systems. Current implementations of alternative systems in high- and middle-income countries are promising, but they also underline the need for research questions to be addressed from technical, social, and transformative perspectives. Future research should apply a transdisciplinary research approach through socio-technical "lighthouse" projects that apply alternative urban water systems at scale. Such research should leverage experience from lighthouse projects in a range of socio-economic contexts, identify their potentials and limitations from an integrated perspective, and share their successes and failures across the urban water sector.

By studying servitization processes and service competencies in the wind-to-energy industry in European regions, this paper provides a framework for territorial servitization. The framework resonates with the concepts of knowledge-intensive business services (KIBS) and industry life cycles, and its elements can be embedded into concepts of regional development (e.g., lead-market models, sustainability transitions, territorial innovation models). The framework suggests that regions benefit from servitization processes via the interplay of generating employment opportunities, enabling an efficient allocation of technology resources, opening up new markets, strengthening territorial competitiveness, raising the odds of securing employment in the consolidation period and enabling technological leaps.

Direct potable water reuse (DPR), the injection of highly purified wastewater into drinking water systems, is among the newest, and most controversial, methods for augmenting water supplies. DPR is garnering increasing interest, but does not come without risks. This paper examines the notion that emerging regulation of DPR may lack sufficient attention to a particular class of risks: catastrophic risks with low probabilities of occurrence, but high consequences. It may be instructive for proponents of DPR that such consequences have materialized in other industries, with damage to human welfare and to the industries themselves. We develop brief histories of risk regulation from the aviation, offshore oil, and nuclear industries, drawing out relevant lessons for the emerging DPR field.We argue that proponents of DPR could benefit from proactively developing a safety culture in DPR utilities and establishing an effective industry-wide auditing organization that investigates unanticipated system failures. Developing independent oversight for DPR operation could ensure that stringent quality and management requirements are set and enforced, and that any system failures or "near misses" are investigated and adequately responded to.

New industries emerge in increasingly complex spatial patterns that challenge existing explanations of industrial path creation. In particular, the case of latecomer regions building up industries in fields that are unrelated to their previous industrial capabilities is not well understood in the literature. This paper aims to address this gap by expanding on an analytical framework that draws on innovation studies and catching-up literature to characterize unrelated diversification processes in latecomer contexts. A case study in the Chinese solar photovoltaics (PV) sector reveals an industry formation process that differs from traditional models of industry formation. The PV industry emerged from a highly internationalized entrepreneurial project in which Chinese latecomer firms directly mobilized knowledge, markets, investment and technology legitimacy developing outside China and combined them with the country’s generic capabilities in mass-manufacturing. In some industries, globalization thus enables a new model of industry formation that heavily draws on extra-regional system resources.

This paper addresses the question why socio-technical transitions follow similar trajectories in various parts of the world, even though the relevant material preconditions and institutional contexts vary greatly between different regions and countries. It takes a critical stance on the implicit methodological nationalism in transition studies' socio-technical regime concept and proposes an alternative 'global' regime perspective that embraces the increasingly multi-scalar actor networks and institutional rationalities, which influence transition dynamics beyond national or regional borders. By drawing on globalization theories from sociology and human geography, we show that socio-technical systems often develop institutional rationalities that are diffused via international networks and thus become influential in various places around the world. In so doing, we shed light on the multi-scalar interrelatedness of institutional structures and actors in socio-technical systems and elaborate on the implications for the conceptualization of transition dynamics. The paper illustrates this with the case study of an unsuccessful transition in the Chinese wastewater sector. Recent studies indicate that key decisions on wastewater infrastructure expansion were not only influenced by path-dependencies stemming from China's national context, but equally (or even more critically) by the dominant rationality of the water sector's global socio-technical regime. We conclude by discussing the contours of a new research agenda around the notion of global socio-technical regimes.

This paper proposes a framework for the analysis of technological innovation processes in transnational contexts. By drawing on existing innovation system concepts and recent elaborations on the globalization of innovation, we develop a multi-scalar conceptualization of innovation systems. Two key mechanisms are introduced and elaborated: the generation of resources in multi-locational subsystems and the establishment of structural couplings among them in a global innovation system (GIS). Based on this conceptualization, we introduce a typology of four generic GIS configurations, building on the innovation mode and valuation system in different industry types. The analytical framework is illustrated with insights from four emerging clean-tech industries. We state that a comprehensive GIS perspective is instrumental for developing a more explanatory stance in the innovation system literature and developing policy interventions that reflect the increasing spatial complexity in the innovation process.

The voluminous literature on industrial catching-up in Southeast Asian countries has regularly argued that successful catching-up largely depended on a committed state, which orchestrated industry development with a relatively uniform set of policies, including R&D support, subsidies, trade restrictions, and local content requirements. In contrast, recent contributions from the technology lifecycle literature have argued that policies should be tailored to differing technological characteristics in industries for mass-produced standardized goods, complex engineered products, and—as we argue—complex product systems (CoPS). In this paper, we extend this argument by introducing a set of separate policy mixes for each industry type, which appears most capable of providing the key resources required for catching-up: knowledge, market access, financial investment and technology legitimacy. This framework is used to analyze catching-up patterns in China's wind, solar PV, and biomass power plant industries, drawing mainly on policy documents and 106 interviews with key industry actors
We find that traditional top-down catching-up policies played a decisive role in the development of China's wind industry, but were of limited importance in the early solar PV industry, and resulted only in a limited period of rapid growth in the biomass power plant industry. The relative progress achieved in these three industries is not related to top-down policy guidance alone, but also to private sector initiative, international interdependencies, and flexibility in adapting policy mixes to each industry's technological characteristics. These results suggest that policy makers in newly industrializing countries (NICs) should avoid drafting generic sector plans, but should tailor plans to individual industries, and respond to changing policy support needs as technological capacities and global competitiveness develop.

Where and how new industrial paths emerge are much debated questions in economic geography, especially in light of the recent evolutionary turn. This article contributes to the ongoing debate on path creation with a new analytical framework that specifies the formation of generic resources in embryonic industries. It suggests that path creation processes are not only conditioned by preexisting regional capabilities and technological relatedness but also by the way firm and nonfirm actors mobilize and anchor key resources for industry formation. Our framework elaborates on the early industry development phase, extending the focus on regional knowledge spillovers in evolutionary economic geography (EEG) literature with recent insights on industry formation dynamics from innovation studies. It understands early path creation as conditioned by four systemic resource formation processes—knowledge creation, investment mobilization, market formation, and technology legitimation—that can be mobilized both from inside or anchored from outside the region. The use and value of the analytical framework is illustrated by a case study on on-site water recycling technology (OST), based on interviews with 40 experts in three Chinese city regions. The findings suggest that, despite possessing the least favorable initial conditions, a sizable OST industry developed only in Beijing. This is explained based on the specific anchoring process of the four key resources in the early development stage of the industry. Our results imply that EEG would profit from incorporating a broader set of variables than knowledge-based relatedness in explanations of regional industrial path creation.

Technological innovation that is incongruous with established social rules and practices is often confronted with strong skepticism and a lack of societal legitimacy. Yet, how the early actors in a new technological field create legitimacy for new products is not well researched. This paper addresses this gap by proposing an analytical framework for the early technology legitimation phase that combines recent insights from innovation studies and institutional sociology. Both literatures agree that technology legitimation depends on a complex alignment process in which the technology and its institutional context mutually shape each other. Innovation system studies recently proposed to explore these processes in more detail. So far, this literature has mainly treated legitimacy as an outcome of overall system maturation and has not ventured into assessing legitimation as an active process. The framework we put forward in this paper conceptualizes technology legitimation as being enacted by different actors in a technological innovation system through specific forms of institutional work. This framework is illustrated with a case study on potable water reuse, in this case the injection of treated wastewater into drinking water reservoirs — a technology most consumers confront with revulsion. California is among very few regions worldwide where this technology is becoming common practice. Interviews with 20 key stakeholders and content analysis of 124 newspaper articles reveal how technology proponents worked on legitimizing this controversial technology by engaging in system building and institutional work at various levels. We outline how the legitimation process interrelates with other core development processes of a technological innovation system and discuss how our framework informs recent work in innovation and transition studies.

In many regions of the world, urban water systems will need to transition into fundamentally different forms to address current stressors and meet impending challenges—faster innovation will need to be part of these transitions. To assess the innovation deficit in urban water organizations and to identify means for supporting innovation, we surveyed wastewater utility managers in California. Our results reveal insights about the attitudes towards innovation among decision makers, and how perceptions at the level of individual managers might create disincentives for experimentation. Although managers reported feeling relatively unhindered organizationally, they also spend less time on innovation than they feel they should. The most frequently reported barriers to innovation included cost and financing; risk and risk aversion; and regulatory compliance. Considering these results in the context of prior research on innovation systems, we conclude that collective action may be required to address underinvestment in innovation.

Water resource managers often tout the potential of potable water reuse to provide a reliable, local source of drinking water in water-scarce regions. Despite data documenting the ability of advanced treatment technologies to treat municipal wastewater effluent to meet existing drinking water quality standards, many utilities face skepticism from the public about potable water reuse. Prior research on this topic has mainly focused on marketing strategies for garnering public acceptance of the process. This study takes a broader perspective on the adoption of potable water reuse based on concepts of societal legitimacy, which is the generalized perception or assumption that a technology is desirable or appropriate within its social context. To assess why some potable reuse projects were successfully implemented while others faced fierce public opposition, we performed a series of 20 expert interviews and reviewed in-depth case studies from potable reuse projects in California. Results show that proponents of a legitimated potable water reuse project in Orange County, California engaged in a portfolio of strategies that addressed three main dimensions of legitimacy. In contrast, other proposed projects that faced extensive public opposition relied on a smaller set of legitimation strategies that focused near-exclusively on the development of robust water treatment technology. Widespread legitimation of potable water reuse projects, including direct potable water reuse, may require the establishment of a portfolio of standards, procedures, and possibly new institutions.

Studies on technological innovation systems (TISs) often set spatial boundaries at the national level and treat supranational levels as a geographically undifferentiated and freely accessible global technological opportunity set. This article criticizes this conceptualization and proposes instead to analyze relevant actors, networks and processes in TIS from a relational perspective on space. It develops an analytical framework which allows investigating innovation processes (or 'functions') of a TIS at and across different spatial scales. Based on social network analysis of a co-publication dataset from membrane bioreactor technology, we illustrate how the spatial characteristics of collaborations in knowledge creation vary greatly over relatively short periods of time. This finding suggests that TIS studies should be more reflexive on system boundary setting both regarding the identification and analysis of core processes as well as in the formulation of policy advice.

Urban water scarcity has been an issue for a long time in China while water pollution has attracted more and more attention over the last two decades. Recently, on-site wastewater treatment (OST) has been proposed as a meaningful alternative to deal with both water pollution and water scarcity in cities in a more sustainable way. However, the diffusion of such an OST system is still slow and often hindered by mismatched regulation, city planning and policy interventions. This paper is intended to explore potential solutions from institutional and governance perspectives. Based on expert interviews and in-depth analysis of an OST system in Kunming, an improved trajectory for diffusing OST in urban China is developed, which includes reformed decision-making and operational procedures, role transition of relevant stakeholders, and improved financing mechanisms. The results might give some suggestions for the transition of urban water management in other newly industrializing countries.

On-site treatment could offer major advantages for future sustainable urban water-management systems (Larsen et al. 2013). Recent technological advances in fields such as membranes, chemical sensors and remote control open up a broad and promising range of new system configurations (Olsson 2013). So far however, the response to these opportunities has mostly been lukewarm among industry, water utilities and regulators (Nelson 2008). These technologies are obviously not yet considered to be a fully fledged alternative to centralized urban water management systems. This is because of the deficiencies of currently available configurations as well as great uncertainty about their functionality, reliability and cost-effectiveness in the near future. Besides technological uncertainties, on-site systems represent a major challenge to the current competencies of utilities for providing urban water management services and organizing their value chain. They therefore represent a potentially disruptive innovation for the established industry (Christensen 1997). Finally, on-site based urban water management structures are likely to show a mismatch with many institutional conditions (regulations, professional codes or user expectations) developed for supporting the established urban water management systems. Accordingly, on-site technologies also call for innovations in the societal context in which this new technology would have to operate. A future large-scale application of on-site systems to urban water management thus depends on the successful organization of innovation processes in three domains: (i) technological components and system integration, (ii) value chain formation and the development of new business models, and (iii) institutional innovations to create appropriate conditions under which these systems can reliably operate. So what is at stake is the management of a systemic innovation process (Markard and Truffer 2008). [...]

A rapid implementation of potentially more sustainable sector structures in newly industrializing countries (NICs) is of key importance to reach global sustainability. The conceptual basis for assessing such "leapfrogging" potentials is however still rather weakly developed. The present paper elaborates an encompassing conceptual framework drawing on the technological innovation systems literature and adding an explicit geographical focus that embeds an NIC's innovation system in its international context. From this, we derive six ideal-type leapfrogging trajectories. The framework is applied to the case of a potential transition to onsite wastewater treatment in China. Empirical evidence is based on 30 expert interviews with representatives from companies, universities, authorities and associations in China and Europe. Our results suggest that leapfrogging in the Chinese wastewater sector might develop in either an integrated "international innovation system" trajectory, where Chinese and international actors closely interact, or in an "international competition" trajectory, where Chinese actors endogenously build up technological leadership in strong competition to international actors. We conclude by outlining policy implications and by discussing future research priorities for leapfrogging and transition studies.

Purpose - The purpose of this paper is to investigate the intentional formation of business networks in the wastewater industry. It enriches the theory-building of the formation of business networks by drawing on theoretical contributions to business networks and capabilities. The paper describes, assesses and predicts scenarios relevant to the formation of business networks in the wastewater industry.
Design/methodology/approach - The research methodology employed is based on multiple sources of data in a multi-method design, interpreting potential scenarios of business networks.
Findings - The findings reveal that water scarcity, population growth and economic constrains jeopardize existing business networks in the wastewater industry. Two potential scenarios: re-inventing the centralized system through on-site systems for mass-markets; and expanding on-site systems into mass-markets seem realizable. A comparison of the two scenarios suggests that the first scenario is in a superior position to utilize the business opportunities offered.
Research limitations/implications - Research limitations arise from the qualitative nature of the research undertaken.
Practical implications - Capability alignments and barriers suggest that the re-inventing the centralized system through on-site systems for mass-markets scenario, is the most suitable for implementation. The knowledge gained allows managers to outline a specific approach for developing the capabilities required, in order to take advantage of the alignments and overcome the barriers that may exist.
Originality/value - The paper highlights that building theories of business networks may benefit from combining the formation of business networks with dynamic and operational capabilities.

The technological innovation system (TIS) concept has established a strong tradition in analyzing emerging environmental industries. Despite the growing evidence of globalization of innovation activities, TIS literature has so far mostly focused on nationally bound systems. The present paper proposes an analytical framework for assessing the international dimension of TISs by adopting a relational view on actors and networks. Social network analysis provides indicators for specifying the errors which spatially "containerized" TIS studies are likely to commit. The framework is applied to a co-publication dataset on membrane bioreactor (MBR) technology, which reveals a strongly international and multi-scalar TIS structure. The findings suggest that the definition of spatial boundaries deserves much more attention in innovation studies. Economic geographers could play an important role in developing the concepts needed.

Dezentrale Technologien in der Siedlungswasserwirtschaft sind vielversprechende Lösungsansätze, wenn Wasserinfrastruktursysteme neu errichtet werden müssen. Heute sind dezentrale Kleinkläranlagen etablierte Lösungen in Nischenanwendungen im ländlichen Raum von Industrieländern; Grauwasseraufbereitungsanlagen stellen ein relativ neues Produkt dar, das in wasserverbrauchsintensiven Gebäuden zunehmend eingesetzt wird. Hauptsächlich in Deutschland hat sich ein führendes Herstellerfeld entwickelt. In diesem Beitrag wird der Möglichkeit nachgegangen, dass in Zukunft weiterentwickelte dezentrale Wassertechnologien im Weltmarkt zu einer dominanten Standardlösung werden könnten. In diesem Feld könnte sich ein neuer starker Umwelttechnologie-Sektor entwickeln, der von der Kleinserienfertigung zur Massenproduktion wechselt. Andere Sektoren, wie die Hersteller von Windkraft, haben diese Entwicklung bereits vorgemacht. Basierend auf einer prospektiven Innovationssystemanalyse und einem Technology-Roadmapping- Workshop zeigt dieser Beitrag, in welchen Märkten und mit welchen Produkten eine derartige Sektorentwicklung mittel- bis langfristig vorstellbar ist.