Industry dynamics and sectoral transformations towards sustainable utility services
The key competency of the research group is the analysis of spatial dimensions in transition processes, with the aim to understand how transitions unfold differently across different geographical contexts. The group focusses on analyzing the complex sectoral changes in emerging industries of sustainable technologies. In the analysis of innovation processes that influence industry dynamics, we use a “socio-technical systems” perspective, which is the interplay among different kinds of actors (firms, academia, end users, policy makers, associations, civil society groups etc.), networks and institutional structures.
The group mostly works with the theoretical concepts of socio-technical regimes and technological innovation systems in order to analyze sectoral transformations and emerging industry dynamics. Empirical cases encompass urban water management, electricity and transport. Geographically the group has worked on projects in Europe, Australia, the US, China, South Africa, Kenya and Malaysia. The results inform innovation policy and management. Methodologically, the group has strong competencies in interview campaigns, discourse analysis, discourse network analysis, strategic foresight, discursive scenario methods, and technology road mapping.
Main focus areas
Sustainability transitions of infrastructure sectors in high-income countries
Analyzing conditions to support the success of radical innovations
Analyzing early industry formation processes
Analyzing institutional conditions, which sustain or hinder large-scale transition processes
For example: how can decentralized water treatment systems become a widely accepted alternative in urban water management in Europe
Industry formation and transformation in catch-up countries
Technological leapfrogging and catch-up in clean-tech industries
The role of spatial relationships and global value chains in explaining success of failure of early industry formation processes
For example: understanding changes in the Chinese urban water management sector, shifts to membrane bioreactor technology
Sustainability transitions in urban informal settlements in low-income countries
How can we understand transition processes in informal settlements, a context characterized with widespread poverty, social inequality, heterogeneous and fragmented public service provision, informal economies, and unreliable formal institutions? Research in this domain focuses specifically on urban renewal and basic service innovations in cities in Sub-Saharan Africa.
Bernhard Truffer is a full professor at Utrecht University, where he is involved in various courses and where he supervises master and PhD students
Key Publications
Yap X.-S., Truffer B. 2018. Shaping Selection Environments for Industrial Catch-up and Sustainability Transitions. A systemic perspective on endogenizing windows of opportunity. Research Policy.
van Welie M. J., Cherunya P.C., Murphy J., Truffer B. 2018. Splintered regimes in developing cities: the case of sanitation in the squatter settlements of Nairobi. Technological Forecasting and Social Change.
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title => protected'Anchoring innovations in oscillating domestic spaces: why sanitation service offerings fail in informal settlements' (115 chars)
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categories => protected'practice theory; socio-technical transitions; oscillating domestic spaces; s anitation; Global South' (99 chars)
description => protected'A persistent conundrum for practitioners and researchers in the development context is that, often, newly provided and improved basic services are not m aintained by users despite seemingly superior functionality and user conveni ence. We argue that one major reason for this is an insufficient understandi ng of the context in which users have to manage their daily lives. We theref ore propose an approach to analysing the embedding of basic services that fo cuses on the users' daily practices. We do so by borrowing insights from 'so cio-technical transitions' and 'practice theory' in developing our concept o f <em>oscillating domestic spaces.</em> The concept reflects the need for pe ople to constantly respond to quickly changing and precarious circumstances by rearranging their daily practices in time and space and developing a mult iplicity of alternative options and partial solutions<em>.</em> We illustrat e the analytical approach in a case study of sanitation access in informal s ettlements of Nairobi, Kenya. The analysis shows how the introduction of a c ontainer-based toilet resulted in partial embedding. The innovation anchored to only a part of the oscillating domestic spaces and was in disarray with the needs of users most of the time. The conceptual approach contributes to the understanding about how users take part in sustainability transitions as well as the added value of the time-space dimension in analysing practices in highly complex contexts. We conclude by reflecting on the potential appli cability of the analytical approach to transition cases in the Global North.' (1596 chars)
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title => protected'Towards a theory of regional diversification: combining insights from evolut ionary economic geography and transition studies' (124 chars)
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categories => protected'evolutionary economic geography; transition studies; regional diversificatio n; unrelated diversification; institutional entrepreneurship; institutional change' (158 chars)
description => protected'Towards a theory of regional diversification: combining insights from Evolut ionary Economic Geography and Transition Studies. <I>Regional Studies</I>. T his paper develops a theoretical framework of regional diversification by co mbining insights from Evolutionary Economic Geography and Transition Studies . It argues that a theory of regional diversification should not only build on the current understanding of related diversification but also account for processes of unrelated diversification by looking at the role of agency in processes of institutional entrepreneurship, and at enabling and constrainin g factors at various spatial scales. This paper proposes a typology of four regional diversification trajectories by cross-tabulating related versus unr elated diversification with niche creation versus regime adoption, and it de velops a number of propositions.' (868 chars)
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title => protected'Moving innovation systems research to the next level: towards an integrative agenda' (83 chars)
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description => protected'The concept of innovation systems has been a guiding paradigm of innovation research and strongly influenced research and innovation policy since the ea rly 1990s. In spite of this success, criticisms have been raised in recent y ears about whether it is still a suitable framework for addressing the innov ation-related challenges of the future. In the present paper we claim that s ystemic explanations of innovation success have still a very important role to play. In order to address the rising criticism, however, we have to recon sider the conceptual core of the family of innovation systems (IS) approache s and sketch out a path for renewal. The paper retraces the conceptual roots of IS approaches, assesses their uptake in different policy circles around the world, discusses the conceptual core and explanatory ambition, and final ly formulates a future-oriented research agenda for a more integrative innov ation systems framework.' (936 chars)
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title => protected'Global innovation systems - a conceptual framework for innovation dynamics i n transnational contexts' (100 chars)
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description => protected'This paper proposes a framework for the analysis of technological innovation processes in transnational contexts. By drawing on existing innovation syst em concepts and recent elaborations on the globalization of innovation, we d evelop a multi-scalar conceptualization of innovation systems. Two key mecha nisms are introduced and elaborated: the generation of resources in multi-lo cational subsystems and the establishment of structural couplings among them in a global innovation system (GIS). Based on this conceptualization, we in troduce a typology of four generic GIS configurations, building on the innov ation mode and valuation system in different industry types. The analytical framework is illustrated with insights from four emerging clean-tech industr ies. We state that a comprehensive GIS perspective is instrumental for devel oping a more explanatory stance in the innovation system literature and deve loping policy interventions that reflect the increasing spatial complexity i n the innovation process.' (1013 chars)
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title => protected'The geography of sustainability transitions: contours of an emerging theme' (74 chars)
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categories => protected'geography of transitions; space; place; scale; power' (52 chars)
description => protected'Transition research has recently been criticized to lack of geographically s ensitive concepts to address sustainability transitions and environmental in novation processes. This has generated a number of suggestions how space, pl ace and scale can be better incorporated into transitions studies. Moreover, it has led to a quickly growing number of empirical studies that explicitly deal with geographical aspects of transition processes. This special issue takes stock of these recent developments by assembling a set of eight exempl ary papers that illustrate the added value of an explicitly geographical per spective on sustainability transitions. The contributions include a conceptu al paper, a literature review and six empirical papers that offer representa tive examples of recent work. Taken together, these contributions testify to the vitality of the emerging research on the geography of sustainability tr ansitions. This introduction to the special issue provides an overview of th e special issue and offers suggestions for future research.' (1047 chars)
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title => protected'The structuration of socio-technical regimes - conceptual foundations from i nstitutional theory' (95 chars)
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categories => protected'sustainability transitions; multi-level perspective; socio-technical regime; institutionalization; institutional logics; Australian urban water sector' (150 chars)
description => protected'In recent years, socio-technical transitions literature has gained importanc e in addressing long-term, transformative change in various industries. In o rder to account for the inertia and path-dependency experienced in these sec tors, the concept of the socio-technical regime has been formulated. Socio-t echnical regimes denote the paradigmatic core of a sector, which results fro m the co-evolution of institutions and technologies over time. Despite its w idespread acceptance, the regime concept has repeatedly been criticized for lacking a clear operationalization. As a consequence, empirical applications tend to depict regimes as too 'monolithic' and 'homogenous', not adequately considering persistent institutional tensions and contradictions. These are however crucial for assessing transition dynamics. In this paper, we revisi t two concepts from institutional theory that enable an explicit identificat ion of socio-technical regimes and more generally a specification of the 'se mi-coherence' of socio-technical systems. First, we will show that 'levels o f structuration' can be conceptualized as degrees of institutionalization, t hereby treating institutionalization as a variable with different effects on actors, the stability of the system and thus the potential for change. Seco ndly, we draw on the institutional logics approach to characterize the conte nt of various structural elements present in a system and to trace conflicts and contradictions between them. We illustrate this approach with an empiri cal in-depth analysis of the transformation of the Australian urban water se ctor since the 1970ies.' (1619 chars)
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title => protected'The local sources of market formation: explaining regional growth differenti als in German photovoltaic markets' (110 chars)
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description => protected'Sustainable transitions in the energy sector have gained only insufficient a ttention in economic geography so far. Conversely, transition scholars do no t pay sufficient attention to the spatial dimension of these dynamics. This paper introduces a conceptual framework for analysing the spatial characteri stics of market formation processes in emerging technological innovation sys tems, thus proposing a shared field of research for economic geographers and transition scholars. Drawing on a social constructivist analysis of market formation processes, we propose to differentiate "market formation" into thr ee sub-processes for which we additionally specify spatial characteristics: (1) the formation of market segments, (2) market transactions and (3) end-us er profiles. We apply this conceptual and explanatory framework to explain t he uneven geography of photovoltaic market formation in Germany, the current world market leader in this field. By analysing the role of local solar ini tiatives in shaping and supporting local market formation processes, we are able to provide a more encompassing explanation of the German PV success sto ry than alternative accounts that merely focus on strong incentive structure s and favourable geophysical conditions.' (1256 chars)
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title => protected'Environmental innovation and sustainability transitions in regional studies' (75 chars)
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categories => protected'sustainability; environmental innovations; geography of transitions' (67 chars)
description => protected'Environmental innovation and sustainability transitions in regional studies, <em>Regional Studies</em>. Sustainable development and environmental innova tions have received increasing attention in regional studies and the related literature. In how far sustainability concerns might also lead to fundament al transformations in technologies, industries and lifestyles (so-called sus tainability transitions) has, however, found much less resonance. Sustainabi lity transitions have been in the focus of scholars from the field of innova tion studies. However, until recently, these approaches mostly disregarded s patial aspects. This paper therefore maps out a field of future research – the geography of sustainability transitions – that might be beneficially laboured by both traditions. The paper introduces the core concepts, but als o the limitations of the transitions literature. After reviewing salient lin es of sustainability-related research in regional studies, the paper specifi es promising research areas at the interface between both fields. Empirical illustrations will be provided from recent work in sustainability transition s research venturing into this interface.' (1181 chars)
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authors => protected'Markard, J.; Raven, R.; Truffer, B.' (50 chars)
title => protected'Sustainability transitions: an emerging field of research and its prospects' (75 chars)
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description => protected'Sustainability oriented innovation and technology studies have received incr easing attention over the past 10–15 years. In particular, a new field dea ling with "sustainability transitions" has gained ground and reached an outp ut of 60–100 academic papers per year. In this article, we aim to identify the intellectual contours of this emerging field by conducting a review of basic conceptual frameworks, together with bibliographical analysis of 540 j ournal articles in the field. It is against this background that we position the six papers assembled in a special section in Research Policy. These pap ers pave the way for new conceptual developments and serve as stepping-stone s in the maturation of sustainability transition studies, by linking with th e scholarly literatures of management studies, sociology, policy studies, ec onomic geography, and modeling.' (867 chars)
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authors => protected'Störmer, E.; Truffer, B.; Dominguez, D.; Gujer, W.; Her lyn, A.; Hiessl, H.; Kastenholz, H.; Klinke, A.; Markard , J.; Maurer, M.; Ruef, A.' (193 chars)
title => protected'The exploratory analysis of trade-offs in strategic planning: lessons from r egional infrastructure foresight' (108 chars)
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categories => protected'regional foresight; strategic planning; participation; infrastructure' (69 chars)
description => protected'The sustainable transformation of infrastructure sectors represents a challe nge of prime importance worldwide. Due to long life times of infrastructures , strategic decision making has to explicitly consider uncertainties in cont ext conditions, value considerations and available technological alternative s. However currently, strategic infrastructure planning is often carried out in a very narrow perspective. The present paper argues that foresight infor med strategic planning, allows addressing trade-offs related to context unce rtainties, value conflicts and sustainability deficits in a structured way. The paper introduces a specific procedural proposal, the Regional Infrastruc ture Foresight method (RIF) and illustrates its potential virtues through an application to urban water management planning in a Swiss region (Kiesental ).' (838 chars)
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Anchoring innovations in oscillating domestic spaces: why sanitation service offerings fail in informal settlements
A persistent conundrum for practitioners and researchers in the development context is that, often, newly provided and improved basic services are not maintained by users despite seemingly superior functionality and user convenience. We argue that one major reason for this is an insufficient understanding of the context in which users have to manage their daily lives. We therefore propose an approach to analysing the embedding of basic services that focuses on the users' daily practices. We do so by borrowing insights from 'socio-technical transitions' and 'practice theory' in developing our concept of oscillating domestic spaces. The concept reflects the need for people to constantly respond to quickly changing and precarious circumstances by rearranging their daily practices in time and space and developing a multiplicity of alternative options and partial solutions. We illustrate the analytical approach in a case study of sanitation access in informal settlements of Nairobi, Kenya. The analysis shows how the introduction of a container-based toilet resulted in partial embedding. The innovation anchored to only a part of the oscillating domestic spaces and was in disarray with the needs of users most of the time. The conceptual approach contributes to the understanding about how users take part in sustainability transitions as well as the added value of the time-space dimension in analysing practices in highly complex contexts. We conclude by reflecting on the potential applicability of the analytical approach to transition cases in the Global North.
Cherunya, P. C.; Ahlborg, H.; Truffer, B. (2020) Anchoring innovations in oscillating domestic spaces: why sanitation service offerings fail in informal settlements, Research Policy, 49(1), 103841 (16 pp.), doi:10.1016/j.respol.2019.103841, Institutional Repository
Towards a theory of regional diversification: combining insights from evolutionary economic geography and transition studies
Towards a theory of regional diversification: combining insights from Evolutionary Economic Geography and Transition Studies. Regional Studies. This paper develops a theoretical framework of regional diversification by combining insights from Evolutionary Economic Geography and Transition Studies. It argues that a theory of regional diversification should not only build on the current understanding of related diversification but also account for processes of unrelated diversification by looking at the role of agency in processes of institutional entrepreneurship, and at enabling and constraining factors at various spatial scales. This paper proposes a typology of four regional diversification trajectories by cross-tabulating related versus unrelated diversification with niche creation versus regime adoption, and it develops a number of propositions.
Boschma, R.; Coenen, L.; Frenken, K.; Truffer, B. (2017) Towards a theory of regional diversification: combining insights from evolutionary economic geography and transition studies, Regional Studies, 51(1), 31-45, doi:10.1080/00343404.2016.1258460, Institutional Repository
Moving innovation systems research to the next level: towards an integrative agenda
The concept of innovation systems has been a guiding paradigm of innovation research and strongly influenced research and innovation policy since the early 1990s. In spite of this success, criticisms have been raised in recent years about whether it is still a suitable framework for addressing the innovation-related challenges of the future. In the present paper we claim that systemic explanations of innovation success have still a very important role to play. In order to address the rising criticism, however, we have to reconsider the conceptual core of the family of innovation systems (IS) approaches and sketch out a path for renewal. The paper retraces the conceptual roots of IS approaches, assesses their uptake in different policy circles around the world, discusses the conceptual core and explanatory ambition, and finally formulates a future-oriented research agenda for a more integrative innovation systems framework.
Weber, K. M.; Truffer, B. (2017) Moving innovation systems research to the next level: towards an integrative agenda, Oxford Review of Economic Policy, 33(1), 101-121, doi:10.1093/oxrep/grx002, Institutional Repository
Global innovation systems - a conceptual framework for innovation dynamics in transnational contexts
This paper proposes a framework for the analysis of technological innovation processes in transnational contexts. By drawing on existing innovation system concepts and recent elaborations on the globalization of innovation, we develop a multi-scalar conceptualization of innovation systems. Two key mechanisms are introduced and elaborated: the generation of resources in multi-locational subsystems and the establishment of structural couplings among them in a global innovation system (GIS). Based on this conceptualization, we introduce a typology of four generic GIS configurations, building on the innovation mode and valuation system in different industry types. The analytical framework is illustrated with insights from four emerging clean-tech industries. We state that a comprehensive GIS perspective is instrumental for developing a more explanatory stance in the innovation system literature and developing policy interventions that reflect the increasing spatial complexity in the innovation process.
Binz, C.; Truffer, B. (2017) Global innovation systems - a conceptual framework for innovation dynamics in transnational contexts, Research Policy, 46(7), 1284-1298, doi:10.1016/j.respol.2017.05.012, Institutional Repository
The geography of sustainability transitions: contours of an emerging theme
Transition research has recently been criticized to lack of geographically sensitive concepts to address sustainability transitions and environmental innovation processes. This has generated a number of suggestions how space, place and scale can be better incorporated into transitions studies. Moreover, it has led to a quickly growing number of empirical studies that explicitly deal with geographical aspects of transition processes. This special issue takes stock of these recent developments by assembling a set of eight exemplary papers that illustrate the added value of an explicitly geographical perspective on sustainability transitions. The contributions include a conceptual paper, a literature review and six empirical papers that offer representative examples of recent work. Taken together, these contributions testify to the vitality of the emerging research on the geography of sustainability transitions. This introduction to the special issue provides an overview of the special issue and offers suggestions for future research.
Truffer, B.; Murphy, J. T.; Raven, R. (2015) The geography of sustainability transitions: contours of an emerging theme, Environmental Innovation and Societal Transitions, 17, 63-72, doi:10.1016/j.eist.2015.07.004, Institutional Repository
The structuration of socio-technical regimes - conceptual foundations from institutional theory
In recent years, socio-technical transitions literature has gained importance in addressing long-term, transformative change in various industries. In order to account for the inertia and path-dependency experienced in these sectors, the concept of the socio-technical regime has been formulated. Socio-technical regimes denote the paradigmatic core of a sector, which results from the co-evolution of institutions and technologies over time. Despite its widespread acceptance, the regime concept has repeatedly been criticized for lacking a clear operationalization. As a consequence, empirical applications tend to depict regimes as too 'monolithic' and 'homogenous', not adequately considering persistent institutional tensions and contradictions. These are however crucial for assessing transition dynamics. In this paper, we revisit two concepts from institutional theory that enable an explicit identification of socio-technical regimes and more generally a specification of the 'semi-coherence' of socio-technical systems. First, we will show that 'levels of structuration' can be conceptualized as degrees of institutionalization, thereby treating institutionalization as a variable with different effects on actors, the stability of the system and thus the potential for change. Secondly, we draw on the institutional logics approach to characterize the content of various structural elements present in a system and to trace conflicts and contradictions between them. We illustrate this approach with an empirical in-depth analysis of the transformation of the Australian urban water sector since the 1970ies.
Fuenfschilling, L.; Truffer, B. (2014) The structuration of socio-technical regimes - conceptual foundations from institutional theory, Research Policy, 43(4), 772-791, doi:10.1016/j.respol.2013.10.010, Institutional Repository
The local sources of market formation: explaining regional growth differentials in German photovoltaic markets
Sustainable transitions in the energy sector have gained only insufficient attention in economic geography so far. Conversely, transition scholars do not pay sufficient attention to the spatial dimension of these dynamics. This paper introduces a conceptual framework for analysing the spatial characteristics of market formation processes in emerging technological innovation systems, thus proposing a shared field of research for economic geographers and transition scholars. Drawing on a social constructivist analysis of market formation processes, we propose to differentiate "market formation" into three sub-processes for which we additionally specify spatial characteristics: (1) the formation of market segments, (2) market transactions and (3) end-user profiles. We apply this conceptual and explanatory framework to explain the uneven geography of photovoltaic market formation in Germany, the current world market leader in this field. By analysing the role of local solar initiatives in shaping and supporting local market formation processes, we are able to provide a more encompassing explanation of the German PV success story than alternative accounts that merely focus on strong incentive structures and favourable geophysical conditions.
Dewald, U.; Truffer, B. (2012) The local sources of market formation: explaining regional growth differentials in German photovoltaic markets, European Planning Studies, 20(3), 397-420, doi:10.1080/09654313.2012.651803, Institutional Repository
Environmental innovation and sustainability transitions in regional studies
Environmental innovation and sustainability transitions in regional studies, Regional Studies. Sustainable development and environmental innovations have received increasing attention in regional studies and the related literature. In how far sustainability concerns might also lead to fundamental transformations in technologies, industries and lifestyles (so-called sustainability transitions) has, however, found much less resonance. Sustainability transitions have been in the focus of scholars from the field of innovation studies. However, until recently, these approaches mostly disregarded spatial aspects. This paper therefore maps out a field of future research – the geography of sustainability transitions – that might be beneficially laboured by both traditions. The paper introduces the core concepts, but also the limitations of the transitions literature. After reviewing salient lines of sustainability-related research in regional studies, the paper specifies promising research areas at the interface between both fields. Empirical illustrations will be provided from recent work in sustainability transitions research venturing into this interface.
Sustainability transitions: an emerging field of research and its prospects
Sustainability oriented innovation and technology studies have received increasing attention over the past 10–15 years. In particular, a new field dealing with "sustainability transitions" has gained ground and reached an output of 60–100 academic papers per year. In this article, we aim to identify the intellectual contours of this emerging field by conducting a review of basic conceptual frameworks, together with bibliographical analysis of 540 journal articles in the field. It is against this background that we position the six papers assembled in a special section in Research Policy. These papers pave the way for new conceptual developments and serve as stepping-stones in the maturation of sustainability transition studies, by linking with the scholarly literatures of management studies, sociology, policy studies, economic geography, and modeling.
The exploratory analysis of trade-offs in strategic planning: lessons from regional infrastructure foresight
The sustainable transformation of infrastructure sectors represents a challenge of prime importance worldwide. Due to long life times of infrastructures, strategic decision making has to explicitly consider uncertainties in context conditions, value considerations and available technological alternatives. However currently, strategic infrastructure planning is often carried out in a very narrow perspective. The present paper argues that foresight informed strategic planning, allows addressing trade-offs related to context uncertainties, value conflicts and sustainability deficits in a structured way. The paper introduces a specific procedural proposal, the Regional Infrastructure Foresight method (RIF) and illustrates its potential virtues through an application to urban water management planning in a Swiss region (Kiesental).
Störmer, E.; Truffer, B.; Dominguez, D.; Gujer, W.; Herlyn, A.; Hiessl, H.; Kastenholz, H.; Klinke, A.; Markard, J.; Maurer, M.; Ruef, A. (2009) The exploratory analysis of trade-offs in strategic planning: lessons from regional infrastructure foresight, Technological Forecasting and Social Change, 76(9), 1150-1162, doi:10.1016/j.techfore.2009.07.008, Institutional Repository
An inter- and transdisciplinary strategic research program that strives to develop novel non-gridconnected water and sani- tation systems that can function as comparable alternatives to network-based systems.
We seek to understand how formal and informal institutions, planning procedures and resources drive or constrain informal settlements upgrading in Sub Saharan Africa cities.
